Finding 970204 (2021-001)

Material Weakness
Requirement
C
Questioned Costs
-
Year
2021
Accepted
2024-04-18

AI Summary

  • Core Issue: There is a significant weakness in internal controls over cash disbursements, with many transactions lacking proper approval and documentation.
  • Impacted Requirements: The organization must ensure all financial transactions are authorized and documented to prevent misclassification and unauthorized payments.
  • Recommended Follow-Up: Hire an onsite Finance Officer and enhance staff training to enforce existing policies and implement stronger review procedures for cash disbursements.

Finding Text

Internal Controls over Cash Disbursements MATERIAL WEAKNESS Criteria: The Organization is required to have a financial control system in place to properly account for authorized and documented financial transactions Condition: During the audit, I noted numerous instances where cash disbursements were not properly approved, recorded and/or supported by proper documentation based on my detailed review. During my testing of 40 cash disbursements, I noted that twenty-one (21) disbursements which were not properly supported by documentation and/or properly authorized. Effect: Disbursements could be misclassified or paid to unauthorized vendors as well as being paid for unauthorized and/or disallowed costs. Cause: Lack of accounting supervisory review/oversight and lack of adhering to establish policies and procedures. Questioned Costs: Undeterminable Recommendations: Management should recruit, specifically an onsite Finance Officer, and develop accounting personnel to review and enforce current policies and procedures as well as implement additional review and supervisory procedures to ensure that all disbursements are properly approved, documented and recorded

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 393762 2021-001
    Material Weakness
  • 393763 2021-002
    Material Weakness
  • 393764 2021-003
    Significant Deficiency Repeat
  • 970205 2021-002
    Material Weakness
  • 970206 2021-003
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.224 Consolidated Health Centers (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $358,641
21.019 Coronavirus Relief Fund $178,722
93.426 Improving the Health of Americans Through Prevention and Management of Diabetes and Heart Disease and Stroke $27,571