Finding 966637 (2023-002)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2023
Accepted
2024-03-29
Audit: 301101
Organization: College Dreams, INC (OR)
Auditor: McDonald Jacobs

AI Summary

  • Core Issue: There is a significant deficiency in the eligibility review process for TRIO – Talent Search applications.
  • Impacted Requirements: Applications must be reviewed and approved by advisors before acceptance; 20 out of 40 tested lacked proper review documentation.
  • Recommended Follow-Up: Ensure all applications are signed off by advisors or college prep specialists before the program manager's final review and acceptance.

Finding Text

Finding # 2023-002: Type: Significant deficiency over eligibility Assistance Listing Number: 84.044A TRIO Programs Cluster: TRIO – Talent Search Department of Education Requirement: Applications to the program should be reviewed and approved prior to acceptance into the program. Condition/Context: Twenty applications out of 40 tested did not have proof of either initial or secondary review. Cause: Online applications are only reviewed by one person and some in-person applications did not have a signature indicating initial review by advisor or college prep specialists. Effect: There is the possibility for an ineligible recipient to receive assistance under the contract. Questioned Costs: None. Recommendation: Applications should have advisors or college prep specialists sign off and review prior to the program manager doing secondary review and acceptance. Management’s Response: The Executive Director and College+ Program Manager will ensure that all advisors review applications before sending to the College+ Program Manager for approval and acceptance.

Categories

Eligibility Significant Deficiency

Other Findings in this Audit

  • 390194 2023-001
    Material Weakness
  • 390195 2023-002
    Significant Deficiency
  • 390196 2023-003
    Significant Deficiency
  • 390197 2023-004
    -
  • 966636 2023-001
    Material Weakness
  • 966638 2023-003
    Significant Deficiency
  • 966639 2023-004
    -

Programs in Audit

ALN Program Name Expenditures
17.259 Wia Youth Activities $619,400
84.044 Trio_talent Search $277,375
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $128,936