Finding 966222 (2023-003)

Significant Deficiency
Requirement
B
Questioned Costs
-
Year
2023
Accepted
2024-03-29
Audit: 300675
Organization: Antioch College Corporation (OH)

AI Summary

  • Core Issue: The College has not implemented the required GLBA policy for safeguarding sensitive student information.
  • Impacted Requirements: Management must explain information-sharing practices and protect sensitive data as mandated by the GLBA.
  • Recommended Follow-Up: The College should develop and adopt the GLBA policy to ensure compliance and protect customer data.

Finding Text

Finding 2023-003 - Significant Deficiency - Gramm-Leach Bliley Act( GLBA) - Student Information Security Criteria: Management is required to explain their information-sharing practices to their customers and to safeguard sensitive data, as dictated by GLBA. Condition: The College did not implement the GLBA policy. Cause: Due to staffing turnover this policy was not enacted. Effect or potential effect: Possible effect is that the College does not have the proper controls over information-sharing and safeguard of sensitive data of customers. Recommendation: The College should create and adopt the GLBA policy. Views of responsible officials: See attached

Categories

Significant Deficiency

Other Findings in this Audit

  • 389778 2023-001
    Material Weakness Repeat
  • 389779 2023-002
    Material Weakness Repeat
  • 389780 2023-003
    Significant Deficiency
  • 966220 2023-001
    Material Weakness Repeat
  • 966221 2023-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $462,199
84.268 Federal Direct Student Loans $450,833
84.007 Federal Supplemental Educational Opportunity Grants $33,072
21.027 Coronavirus State and Local Fiscal Recovery Funds $25,000
84.033 Federal Work-Study Program $24,065