Finding 964914 (2023-005)

- Repeat Finding
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-03-29
Audit: 300191
Organization: Saint Elizabeth University (NJ)
Auditor: Capincrouse LLP

AI Summary

  • Core Issue: The University failed to complete monthly reconciliations for Federal Direct Loans, leading to compliance issues.
  • Impacted Requirements: This finding violates 34 CFR 685.300(b)(5), which mandates proper reconciliation processes.
  • Recommended Follow-Up: Review reconciliation requirements and ensure timely completion; refer to ED announcement DL-22-07 for guidance.

Finding Text

Federal Direct Loans Reconciliations DEPARTMENT OF EDUCATION ALN #: 84.268 Federal Award Identification #: 2022-2023 Financial Aid Year Condition: The University did not adequately complete monthly reconciliations for Federal Direct Loans. Criteria: 34 CFR 685.300(b)(5) Questioned Costs: $0 Context: During the audit, it was determined that the University did not properly complete the mandatory monthly reconciliations for Federal Direct Loans. Cause: Staff turnover and management oversight. Effect: The University was not in compliance with the reconciliation requirements. Errors between disbursements reported to COD and actual disbursements to students’ accounts were not identified and corrected timely. Identification as repeat finding, if applicable: 2022-004 Recommendation: We recommend that the University review the reconciliation requirements and properly complete the mandatory monthly reconciliations for Federal Direct Loans. The University should also review or refer to the U.S. Department of Education (ED) announcement DL-22-07 which included information to assist higher education institutions with the mandatory reconciliation requirements for the Federal Direct Loan Program. Views of Responsible Officials and Planned Corrective Action: Management agrees with the finding. See corrective action plan.

Categories

Student Financial Aid Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 388462 2023-002
    Significant Deficiency
  • 388463 2023-002
    Significant Deficiency
  • 388464 2023-002
    Significant Deficiency
  • 388465 2023-002
    Significant Deficiency
  • 388466 2023-002
    Significant Deficiency
  • 388467 2023-003
    Significant Deficiency
  • 388468 2023-003
    Significant Deficiency
  • 388469 2023-004
    Significant Deficiency
  • 388470 2023-004
    Significant Deficiency
  • 388471 2023-004
    Significant Deficiency
  • 388472 2023-005
    - Repeat
  • 388473 2023-006
    -
  • 388474 2023-007
    -
  • 964904 2023-002
    Significant Deficiency
  • 964905 2023-002
    Significant Deficiency
  • 964906 2023-002
    Significant Deficiency
  • 964907 2023-002
    Significant Deficiency
  • 964908 2023-002
    Significant Deficiency
  • 964909 2023-003
    Significant Deficiency
  • 964910 2023-003
    Significant Deficiency
  • 964911 2023-004
    Significant Deficiency
  • 964912 2023-004
    Significant Deficiency
  • 964913 2023-004
    Significant Deficiency
  • 964915 2023-006
    -
  • 964916 2023-007
    -

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $12.14M
84.063 Federal Pell Grant Program $2.28M
84.031 Higher Education_institutional Aid $803,292
84.038 Federal Perkins Loan Program $608,633
84.425 Covid-19 Governors Emergency Education Relief Fund $380,055
84.425 Covid-19 Education Stabilization Fund Heerf - Minority Serving Institutions $131,646
84.007 Federal Supplemental Educational Opportunity Grants $100,000
84.033 Federal Work-Study Program $100,000
47.076 Stem Education $73,515