Finding 388473 (2023-006)

-
Requirement
C
Questioned Costs
-
Year
2023
Accepted
2024-03-29
Audit: 300191
Organization: Saint Elizabeth University (NJ)
Auditor: Capincrouse LLP

AI Summary

  • Core Issue: The University did not minimize the time between spending and drawing down funds, leading to cash management noncompliance.
  • Impacted Requirements: This finding violates 34 CFR 668.162, which mandates timely cash management practices.
  • Recommended Follow-Up: Establish a formal process for drawdowns aligned with expenditures and ensure proper documentation is maintained.

Finding Text

Title V Grant Cash Management DEPARTMENT OF EDUCATION ALN #: 84.031S Federal Award Identification #: P031S200171 Condition: The University did not adequately minimize the time between expenditures and drawdowns. Criteria: 34 CFR 668.162 Questioned Costs: $0 Context: During our audit, we noted the University had a refundable advance of approximately $269,000 as of July 1, 2022. The University made additional drawdowns totaling approximately $299,000 through September 30, 2022. The University did not have expenditures meeting this total amount of drawdowns until March 2023. Cause: Management oversight Effect: Noncompliance with cash management requirements Identification as repeat finding, if applicable: Not applicable Recommendation: We recommend that the University implement and follow a formal process for making drawdowns when or after expenditures have been incurred and require that supporting documentation be retained to support compliance with cash management requirements. Views of Responsible Officials and Planned Corrective Action: Management agrees with the finding. See corrective action plan.

Corrective Action Plan

Title V Grant Cash Management Planned Corrective Action: The University will implement and follow a formal process for making drawdowns when or after expenditures have been incurred and require that supporting documentation be retained to support compliance with cash management requirements. Person Responsible for Corrective Action Plan: Jim Pierce, Controller Anticipated Date of Completion: June 30th, 2024

Categories

Cash Management

Other Findings in this Audit

  • 388462 2023-002
    Significant Deficiency
  • 388463 2023-002
    Significant Deficiency
  • 388464 2023-002
    Significant Deficiency
  • 388465 2023-002
    Significant Deficiency
  • 388466 2023-002
    Significant Deficiency
  • 388467 2023-003
    Significant Deficiency
  • 388468 2023-003
    Significant Deficiency
  • 388469 2023-004
    Significant Deficiency
  • 388470 2023-004
    Significant Deficiency
  • 388471 2023-004
    Significant Deficiency
  • 388472 2023-005
    - Repeat
  • 388474 2023-007
    -
  • 964904 2023-002
    Significant Deficiency
  • 964905 2023-002
    Significant Deficiency
  • 964906 2023-002
    Significant Deficiency
  • 964907 2023-002
    Significant Deficiency
  • 964908 2023-002
    Significant Deficiency
  • 964909 2023-003
    Significant Deficiency
  • 964910 2023-003
    Significant Deficiency
  • 964911 2023-004
    Significant Deficiency
  • 964912 2023-004
    Significant Deficiency
  • 964913 2023-004
    Significant Deficiency
  • 964914 2023-005
    - Repeat
  • 964915 2023-006
    -
  • 964916 2023-007
    -

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $12.14M
84.063 Federal Pell Grant Program $2.28M
84.031 Higher Education_institutional Aid $803,292
84.038 Federal Perkins Loan Program $608,633
84.425 Covid-19 Governors Emergency Education Relief Fund $380,055
84.425 Covid-19 Education Stabilization Fund Heerf - Minority Serving Institutions $131,646
84.007 Federal Supplemental Educational Opportunity Grants $100,000
84.033 Federal Work-Study Program $100,000
47.076 Stem Education $73,515