Finding 962709 (2023-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-03-27

AI Summary

  • Core Issue: The District failed to comply with the Davis-Bacon Act by not ensuring contractors paid prevailing wages for a $142,000 roof replacement project funded by ESSER III.
  • Impacted Requirements: The District did not include necessary clauses in contracts or collect required weekly certified payroll reports, leading to potential liability for unpaid wages.
  • Recommended Follow-Up: Establish internal controls to ensure compliance with federal wage requirements, including contract clauses and monitoring payroll submissions.

Finding Text

CFDA Number and Title: CFDA #84.425U – Education Stabilization Funds ARP-ESSER III Federal Award ID Number: S425D200024 Federal Agency: U.S. Department of Education Pass-Through Entity: Oklahoma Department of Education Compliance Requirement: Special Tests and Provisions Questioned Costs: $ 0 Criteria: The objective of the Education Stabilization Fund (ESF) program are to prevent, prepare for and respond to the COVID-19 pandemic. In fiscal year 22-23, the District spent a total of $966,872 in federal funding under its ESF awards. This included $575,361 of its Elementary and Secondary School Emergency Relief (ESSER) Fund subprogram award funded by the Coronavirus Response and Relief Supplemental Appropriations Act (ESSER II), and $391,511 of its Elementary and Secondary School Emergency Relief (ESSER) Fund subprogram award funded by the American Rescue Plan Act (ESSER III)The Davis-Bacon Act requires contractors and subcontractors that work on construction contracts in excess of $2,000 financed federal financial assistance to pay laborers and mechanics prevailing wages- the wage rates the U.S. Department of Labor considers being similar to what local workers have been paid for similar projects. Prevailing wage rate requirements specify that the contract between the District and the prime contractor include specific language to ensure contractors and subcontractors are paid at prevailing wage rates. Additionally, the District is required to collect weekly certified payrolls from contractors and subcontractors, which include copies of their payroll and signed “Statement of Compliance” per Title 29 Code of Federal Regulations, Subtitle A, Parts 1,3,5. Condition: The District hired one contractor for the partial roof replacement at the elementary school site which included demolition, materials and labor. During the 22-23 fiscal year, the District paid the contractor $142,000 from its ESSER III award for the project. The District did not adequate controls for ensuring compliance with the prevailing wage rate requirements, that a prevailing wage rate clause was included in the contract with the contractor, and that the District collect the weekly certified payroll reports from the contractor. Cause/Effect: During this period, the District experienced turnover in some key administrative positions. Additionally, the District’s oversight agency did not communicate effectively the possible compliance requirements of using the federal awards for construction type project, therefore the District official were unaware of the compliance requirements. This caused the District to not have the appropriate internal controls in place in order to comply with the Davis-Bacon Act requirements. The District could be liable for paying any additional wages if the contractor did not pay prevailing wage rates to laborers. Recommendation: We recommend that the District develop internal controls that ensure compliance with federal wage rate requirements, which would include inserting the prevailing wage rate clauses into contracts and implementing effective monitoring processes to collect and review all weekly certified payroll reports from contractors.

Categories

Subrecipient Monitoring Internal Control / Segregation of Duties Special Tests & Provisions

Other Findings in this Audit

  • 386267 2023-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $391,511
84.010 Title I Grants to Local Educational Agencies $116,072
10.553 School Breakfast Program $108,879
10.555 National School Lunch Program $73,295
84.060 Indian Education_grants to Local Educational Agencies $71,050
84.358 Rural Education $66,383
84.424 Student Support and Academic Enrichment Program $28,782
15.130 Indian Education_assistance to Schools $18,485
84.048 Career and Technical Education -- Basic Grants to States $16,346
84.173 Special Education_preschool Grants $13,932
10.559 Summer Food Service Program for Children $12,082
84.367 Improving Teacher Quality State Grants $8,809
84.126 Rehabilitation Services_vocational Rehabilitation Grants to States $3,926
84.041 Impact Aid $976
84.027 Special Education_grants to States $968