Finding 962094 (2023-001)

Significant Deficiency
Requirement
M
Questioned Costs
-
Year
2023
Accepted
2024-03-27

AI Summary

  • Core Issue: The College lacks a subrecipient monitoring policy and did not conduct necessary risk assessments before selecting a subrecipient for the grant.
  • Impacted Requirements: This finding violates 2 CFR section 200.332, which mandates proper monitoring and assessment of subrecipients.
  • Recommended Follow-Up: The College should create a subrecipient monitoring policy and procedures, including risk assessments, to comply with federal regulations and improve grant management.

Finding Text

Assistance Listing, Federal Agency, and Program Name - 84.425G, U.S. Department of Education, Education Stabilization Fund - Reimagining Workforce Preparation Grants Federal Award Identification Number and Year - N/A Pass-through Entity - State of Michigan Department of Labor & Economic Opportunity Finding Type - Significant deficiency Repeat Finding - No Criteria - The College should have a subrecipient monitoring policy and defined procedures to follow when identifying and assessing subrecipients in accordance with 2 CFR section 200.332. Condition - The College does not have a subrecipient monitoring policy and did not perform risk assessment procedures before selecting the subrecipient for the grant. Questioned Costs - N/A Context - There was one subrecipient for this grant. The College was required to find a subrecipient and selected a similar organization that they collaborate with on other projects. The selected subrecipient meets with the College monthly and provides and submit quarterly reimbursement forms and performance data. This is also the College's first subrecipient agreement. Cause and Effect - The College did not have a system or process in place to select a subrecipient using a risk analysis process. As a result, the subrecipient chosen may not have been eligible or at risk of providing timely or accurate performance and financial data. Recommendation - We recommend the College develop a subrecipient policy with defined procedures in alignment with Uniform Guidance in the efect they have subrecipients in the future for this and other grants. Views of Responsible Officals and Corrective Action Plan - The College will work to develop a subrecipient monitoring policy and subrecipient monitoring procedures, which would include the performing of a risk assessment, to ensure the policies and procedures are in alignment with other College policies while also adhering to federal regulations and best practices in grant management.

Categories

Subrecipient Monitoring

Other Findings in this Audit

  • 385652 2023-001
    Significant Deficiency
  • 385653 2023-002
    Significant Deficiency
  • 962095 2023-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $6.89M
84.425 Covid -19 - Education Stabilization Fund $3.44M
84.425 Covid-19 - Education Stabilization Fund $634,667
84.007 Federal Supplemental Educational Opportunity Grants $381,684
10.175 Farmers Market and Local Food Promotion Program (b) $174,859
10.310 Agriculture and Food Research Initiative (afri) $77,517
10.172 Local Food Promotion Program $73,072
84.033 Federal Work-Study Program $62,211
10.182 Local Food Purchase Assistance $15,854
84.063 Federal Pell Grant Program $7,886
84.048 Career and Technical Education -- Basic Grants to States $5,785
21.027 Covid-19 - Coronavirus State and Local Fiscal Recovery Funds $4,125