Finding 957351 (2023-004)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-03-18
Audit: 295602
Auditor: Brown Plus

AI Summary

  • Core Issue: Financial reports were prepared on a cash basis instead of the required accrual basis.
  • Impacted Requirements: This affects compliance with accounting standards for federal grant reporting.
  • Recommended Follow-Up: Transition to an accrual basis of accounting throughout the fiscal year to ensure accurate reporting.

Finding Text

Criteria: Financial reports should be prepared on the same basis of accounting as the basic financial statements. Condition: Financial reports submitted under the grant with the Commissioners of Carroll County were prepared on the cash basis of accounting. Cause: The Organization maintains their books and records on the cash basis of accounting throughout the fiscal year and doesn’t account for accruals until year end. Effect or Potential Effect: Reporting unallowable costs can result in having to return the funding or termination of funding. Context: The financial reports tested were prepared using the cash basis numbers for the quarter, not taking into account any accruals because it was believed all grant-related reporting was done on the cash basis of accounting. Recommendation: The Organization should begin keeping their accounting records on the accrual basis of accounting throughout the fiscal year. This will ensure the correct financials are being reported for federal programs. Views of Responsible Official(s) and Planned Corrective Actions: See corrective action plan.

Categories

Allowable Costs / Cost Principles Reporting

Other Findings in this Audit

  • 380909 2023-004
    Material Weakness
  • 380910 2023-005
    Significant Deficiency
  • 380911 2023-006
    Material Weakness
  • 380912 2023-007
    Significant Deficiency
  • 380913 2023-007
    Significant Deficiency
  • 957352 2023-005
    Significant Deficiency
  • 957353 2023-006
    Material Weakness
  • 957354 2023-007
    Significant Deficiency
  • 957355 2023-007
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $288,985
93.556 Promoting Safe and Stable Families $83,044
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $32,800
93.558 Temporary Assistance for Needy Families $24,950
93.104 Comprehensive Community Mental Health Services for Children with Serious Emotional Disturbances (sed) $13,119