Finding 952030 (2023-003)

Significant Deficiency
Requirement
EN
Questioned Costs
-
Year
2023
Accepted
2024-03-12
Audit: 294676
Organization: Louisiana Delta Service Corps (LA)

AI Summary

  • Core Issue: Inconsistent execution of National Service Criminal History Checks led to eligibility concerns for AmeriCorps members.
  • Impacted Requirements: Compliance with 45 CFR 2540.205 was not met, risking the integrity of member eligibility determinations.
  • Recommended Follow-up: Implement stronger controls to ensure proper review and adjudication of criminal history checks.

Finding Text

Title and CFDA Number of the Federal Program: ALN 94.006 AmeriCorps State and National and ALN 94.006 AmeriCorps State and National Year Finding Originated: 2023 Compliance Requirement: 45 CFR 2540.205 Name of Federal Agency: Corporation for National and Community Service Pass-through Agency: State of Louisiana/Volunteer Louisiana Questioned Costs: None meeting the reporting threshold of $25,000. Condition: Of the twenty-four National Service Criminal History Checks tested, we noted the following exceptions: For the first exception, the documented start date and adjudication date was before the Sex Offender Registry Check was performed and the date the state of residence and state of service criminal history check was performed for one individual. For the second exception, the adjudication date for an individual was prior to the date of the FBI fingerprint-based record check results. For the third exception, the name used for the name-based Sex Offender Registry Check and state of residence and state of service criminal history check did not agree to the name on the individual’s government issued identification. Our sample was not statistically valid. Criteria: As noted in 45 CFR 2540.205 certain tests “must be conducted, reviewed, and an eligibility determination made by the grant recipient or subrecipient based on the results of the National Service Criminal History Check before a person begins to work or serve in a position as an AmeriCorps State and National member.” Cause: Checks of the Sex Offender Registry, state of residence and state of service, criminal history check, and FBI fingerprint-based checks (collectively, the National Service Criminal History Check) were not performed in accordance with federal guidelines consistently. Effect: Individuals who may have not met eligibility requirements to serve as members were permitted to perform service. Recommendation: LDSC should ensure controls over review and adjudication of National Service Criminal History Checks function properly.

Categories

Subrecipient Monitoring Eligibility Period of Performance Reporting

Other Findings in this Audit

  • 375586 2023-001
    Material Weakness Repeat
  • 375587 2023-002
    Significant Deficiency
  • 375588 2023-003
    Significant Deficiency
  • 375589 2023-001
    Material Weakness Repeat
  • 375590 2023-002
    Significant Deficiency
  • 375591 2023-003
    Significant Deficiency
  • 952028 2023-001
    Material Weakness Repeat
  • 952029 2023-002
    Significant Deficiency
  • 952031 2023-001
    Material Weakness Repeat
  • 952032 2023-002
    Significant Deficiency
  • 952033 2023-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
94.006 Americorps $454,577