Finding 375587 (2023-002)

Significant Deficiency
Requirement
ABEN
Questioned Costs
-
Year
2023
Accepted
2024-03-12
Audit: 294676
Organization: Louisiana Delta Service Corps (LA)

AI Summary

  • Core Issue: Approval for payroll disbursements was missing for two periods, and one payment was unreasonable based on participation levels.
  • Impacted Requirements: Violations of 2 CFR 200.303 (internal controls) and 2 CFR 200.404 (cost reasonableness) were identified.
  • Recommended Follow-Up: Implement and monitor internal controls for living allowance approvals to ensure compliance.

Finding Text

Title and Assistance Listing Number of the Federal Program: ALN 94.006 AmeriCorps State and National and ALN 94.006 COVID 19 - AmeriCorps State and NationalYear Finding Originated: 2023 Compliance Requirement: 2 CFR 200.303 Internal Controls, 2 CFR 200.404, 45 CFR 2522.230 Name of Federal Agency: Corporation for National and Community Service Pass-through Agency: State of Louisiana/Volunteer Louisiana Questioned Costs: None meeting the reporting threshold of $25,000. Condition: For two out of the thirteen living allowance periods tested, approval of the payroll disbursements was not able to be provided. For one of the thirteen living allowance payroll disbursement periods tested, approval was granted, however, the payment did not appear reasonable, as required by 2 CFR 200.404. In this instance, an individual completed approximately 68% of their hourly commitment in the program but was paid approximately 95% of their annual contracted amount. Our sample was not statistically valid. Criteria: As noted in 2 CFR 200.303 “The non-Federal entity must establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. These internal controls should be in compliance with guidance in “Standards for Internal Control in the Federal Government” issued by the Comptroller General of the United States or the “Internal Control Integrated Framework”, issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO).” As noted in 2 CFR 200.404 “A cost is reasonable if, in its nature and amount, it does not exceed that which would be incurred by a prudent person under the circumstances prevailing at the time the decision was made to incur the cost.” As noted in 45 CFR 2522.230 “An AmeriCorps program may release a participant from completing a term of service for compelling personal circumstances, as determined by the program, or for cause.” Cause: Internal controls over approval of living allowances are not operating effectively. Effect: Disbursements under the program may not have been for allowable purposes. Recommendation: LDSC should ensure internal controls over approval of living allowances are implemented as designed.

Corrective Action Plan

Management Response: Management will include others on correspondence regarding approval of payroll, which will help detect when an approval of payroll is not made timely. If payroll is not approved before paid, then Management will perform a documented review to ensure payroll payments are proper. Management will also develop a policy to stop living allowance payments timely when a member will not meet their service hour obligation. Responsible Person: Lisa Moore, Executive Director Anticipated Remediation Date: Fiscal year ended August 31, 2024

Categories

Allowable Costs / Cost Principles Reporting Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 375586 2023-001
    Material Weakness Repeat
  • 375588 2023-003
    Significant Deficiency
  • 375589 2023-001
    Material Weakness Repeat
  • 375590 2023-002
    Significant Deficiency
  • 375591 2023-003
    Significant Deficiency
  • 952028 2023-001
    Material Weakness Repeat
  • 952029 2023-002
    Significant Deficiency
  • 952030 2023-003
    Significant Deficiency
  • 952031 2023-001
    Material Weakness Repeat
  • 952032 2023-002
    Significant Deficiency
  • 952033 2023-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
94.006 Americorps $454,577