Finding 952019 (2023-002)

Significant Deficiency
Requirement
L
Questioned Costs
$1
Year
2023
Accepted
2024-03-12

AI Summary

  • Core Issue: The College submitted incorrect enrollment and academic start dates for Pell Grant recipients to the Department of Education's COD system.
  • Impacted Requirements: Compliance with reporting requirements for Pell origination records, specifically regarding enrollment and academic start dates.
  • Recommended Follow-Up: Implement new policies and procedures to ensure accurate date submissions to the COD system.

Finding Text

Reporting Federal Program – U.S. Department of Education (ED), Student Financial Assistance Cluster, Federal Pell Grant Program, #84.063 Program Year – July 1, 2022 - June 30, 2023 Criteria or Specific Requirement – Reporting – Institutions must submit Pell origination and disbursement records to the Department of Education COD system. The origination records include social security number, award number, enrollment date, verification status code, transaction number, cost of attendance, academic start date, academic end date, disbursement date, and disbursement amount. Condition – The College records did not match the origination data submitted to the Department of Education COD system for certain Pell recipients with regards to enrollment date and academic start date. Questions Costs – None. Context – For five out of a sample of 25 Pell recipients selected for testing, the enrollment date and the academic start date per the College’s records did not match the dates submitted to the Department of Education COD system. The dates that were submitted were in the fall term and dated in August of 2022 but the recipient’s enrollment and academic start date should have been in the spring or summer terms (January or May of 2023). Effect – Due to the origination records not matching as described above, the College is not in compliance with the reporting requirement. Cause – The College incorrectly submitted enrollment and academic start dates in the fall term but should have been in the spring and summer terms. Identification as a Repeat Finding – Not a repeat finding. Recommendation – We recommend the College implement policies and procedures to ensure the correct enrollment and academic start dates are submitted to the Department of Education’s COD system. Views of Responsible Officials and Planned Corrective Actions – Concur. The College will review and update reporting procedures to ensure the correct academic start dates and enrollment dates are submitted to the Department of Education’s COD system.

Categories

Questioned Costs Student Financial Aid Period of Performance Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $6.18M
84.425 Covid-19 Education Stabilization Fund - Higher Education Emergency Relief Fund - Institutional Portion $4.40M
84.425 Covid-19 Education Stabilization Fund - Higher Education Emergency Relief Fund - Student Portion $812,673
84.425 Covid-19 Education Stabilization Fund - Higher Education Emergency Relief Fund - Resilience and Expanded Postsecondary Opportunity $658,754
84.002 Adult Education - Federal - Administered Basic Grant Program $531,931
84.425 Covid-19 Education Stabilization Fund - Higher Education Emergency Relief Fund-Supplemental Support Under American Rescue Plan (ssarp) Program $436,584
84.048 Career and Technical Education - Carl Perkins Educational Act $425,583
84.031 Higher Education_institutional Aid $399,769
84.268 Federal Direct Student Loans $272,911
84.425 Covid-19 Education Stabilization Fund - Governor's Emergency Education Relief Fund Early Childhood $264,163
84.425 Covid-19 Education Stabilization Fund - Higher Education Emergency Relief Fund - Msi $225,040
84.007 Federal Supplemental Educational Opportunity Grants $119,399
84.033 Federal Work-Study Program $109,423
93.575 Child Care and Development Block Grant Early Childhood Access Consortium for Equity $64,869
21.027 Covid-19-Coronavirus State and Local Fiscal Recovery Funds $56,427
84.002 Adult Education - El/civics $19,435
84.116 Illinois Scoer's: Support for the Creation of Open Education Resources $12,757
84.063 Federal Pell Grant Program Administrative Allowance $7,200
47.046 Louis Stokes Stem Pathway and Research Alliance (ilspra) $4,890
10.555 Child and Adult Care Food Program $4,037
10.558 Child and Adult Care Food Program $740