Finding 948739 (2023-004)

-
Requirement
N
Questioned Costs
$1
Year
2023
Accepted
2024-03-05

AI Summary

  • Core Issue: The Project improperly paid the full wages of a property manager without adjusting for shared responsibilities, leading to unauthorized use of funds.
  • Impacted Requirements: HUD mandates that all disbursements must be backed by approved documentation and used solely for project-related expenses.
  • Recommended Follow-Up: Enhance payroll monitoring processes to ensure compliance with wage approvals and prevent future discrepancies.

Finding Text

FINDING No. 2023-004: Section 207/223(f) Mortgage Insurance for the Refinancing of Existing Multifamily Housing Projects, ALN 14.155 Finding Resolution Status: Resolved. Information on Universe Population Size: Payroll disbursements. Sample Size Information: Property manager payroll disbursements. Identification of Repeat Finding and Finding Reference Number: No. Criteria: Per HUD compliance requirements, all disbursements from the regular operating account must be supported by approved invoices, bills, or other supporting documentation and should only be used to pay for activities of the Project. Project funds cannot be loaned or used on nonproject purposes without HUD approval. Statement of Condition: The Project paid the full biweekly wage amount of the property manager, who is also employed at a second sister property, for approximately three months. That property is responsible for the other half of the property manager’s wages totaling $6,840. Cause: The Project did not adjust the wage amount prior to submitting payroll for payment. Effect or Potential Effect: Unauthorized use of project assets. Auditor Non-Compliance Code: H – Unauthorized distribution of project assets Reporting Views of Responsible Officials: The Project agrees with the finding and the auditor’s recommendations have been adopted. Recommendation: The Project should improve monitoring of the payroll disbursement process to ensure the appropriate approved wages are paid. Response Indicator: Agree. Completion Date: 06/30/2023 Response: Additional payroll controls are being evaluated and implemented in 2024. This will include establishing procedures to ensure the completeness and accuracy of payroll and related oversight. Questioned Costs – Department of Housing and Urban Development $6,840 Total Questioned Costs – Department of Housing and Urban Development $215,405

Categories

Questioned Costs HUD Housing Programs Subrecipient Monitoring Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
14.155 Mortgage Insurance for the Purchase Or Refinancing of Existing Multifamily Housing Projects $2.74M
14.195 Section 8 Housing Assistance Payments Program $967,719
14.195 Covid-19 Section 8 Housing Assistance Payments Program $8,194