Finding 9062 (2023-004)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2023
Accepted
2024-01-19
Audit: 12412
Organization: Edgar School District (WI)

AI Summary

  • Core Issue: The District did not verify all vendors for suspension or debarment, focusing only on frequently used ones.
  • Impacted Requirements: Compliance with CFR Section 200.214 and 2 CFR part 180 regarding suspension and debarment regulations.
  • Recommended Follow-Up: Update policies to ensure all vendors involved in federal grants are reviewed for suspension and debarment status.

Finding Text

2023-004 Child Nutrition Suspension and Debarment Federal Agency: U.S. Department of Agriculture Federal Program Title: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555 Federal Award Identification Number and Year: Unknown Pass-Through Agency: Wisconsin Department of Public Instruction Pass-Through Entity Identifying Number: 2023-371561-DPI-SB-546, 2023-371561-DPI-NSL-547 Award Period: 7/1/2022-6/30/23 Type of Finding: Significant Deficiency in Internal Control Over Compliance and Other Matter Criteria or Specific Requirement: CFR Section 200.214 requires non-federal entities to follow suspension and debarment regulations outlined in 2 CFR part 180. When a nonfederal entity enters into a covered transaction with an entity at a lower tier, the nonfederal entity must verify that the entity, as defined in 2 CFR section 180.995 and agency adopting regulations, is not suspended or debarred or otherwise excluded from participating in the transaction. Compliance Requirements: Suspension and Debarment. Condition: The District's search for suspension and debarment was focused on common vendors that the District used often and consistently rather than all vendors that met the covered transaction requirements. Questioned Costs: None. Context: One out of the two vendors in our sample did not have any review completed by the District to ensure they were not suspended or debarred when initiating covered transactions in the current year. Cause: The District was unclear on when exactly certain transactions and vendors needed to be verified. Effect: District could contract with a vendor that has been suspended or debarred from receiving federal funds. Repeat Finding: No. Recommendation: We recommend the District review and update policies and procedures over review of certain transactions to ensure that all federal grants with covered transactions have vendors reviewed for suspension and debarment status. Views of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

Child Nutrition Cluster - Assistance Listing nos. 10.553 and 10.555 Recommendation: CLA recommends the District review and update policies and procedures over review of certain transactions to ensure that all federal grants with covered transaction have vendors reviewed for suspension and debarment status. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: All food service vendors will be checked for suspension and debarment on the Sam.gov website. Name(s) of the contact person(s) responsible for corrective action: Morgan Mueller, Bookkeeper Planned completion date for corrective action plan: July 1st 2023

Categories

Procurement, Suspension & Debarment Matching / Level of Effort / Earmarking Subrecipient Monitoring School Nutrition Programs Significant Deficiency

Other Findings in this Audit

  • 9063 2023-004
    Significant Deficiency
  • 9064 2023-004
    Significant Deficiency
  • 9065 2023-003
    Significant Deficiency
  • 9066 2023-003
    Significant Deficiency
  • 9067 2023-003
    Significant Deficiency
  • 585504 2023-004
    Significant Deficiency
  • 585505 2023-004
    Significant Deficiency
  • 585506 2023-004
    Significant Deficiency
  • 585507 2023-003
    Significant Deficiency
  • 585508 2023-003
    Significant Deficiency
  • 585509 2023-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $198,898
84.027 Special Education_grants to States $150,928
84.010 Title I Grants to Local Educational Agencies $89,364
10.553 School Breakfast Program $54,327
93.778 Medical Assistance Program $50,680
84.358 Rural Education $38,882
10.555 National School Lunch Program $37,325
84.367 Improving Teacher Quality State Grants $16,789
84.424 Student Support and Academic Enrichment Program $8,424
84.173 Special Education_preschool Grants $6,372
32.009 Emergency Connectivity Fund Program $6,000
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $5,929
84.048 Career and Technical Education -- Basic Grants to States $4,092