Finding 8367 (2023-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-01-12
Audit: 11195
Auditor: Auditor General

AI Summary

  • Core Issue: The District failed to include necessary clauses for the Davis-Bacon Act in contracts for federally funded construction projects, risking non-compliance with wage requirements.
  • Impacted Requirements: Contracts over $2,000 must include prevailing wage rate clauses and require weekly certified payroll submissions from contractors.
  • Recommended Follow-Up: The District should improve procedures to ensure all federally funded contracts comply with the Davis-Bacon Act, including verifying payroll submissions.

Finding Text

Finding - District controls did not always ensure compliance with the Davis-Bacon Act for Federally funded construction projects exceeding $2,000. Criteria - The ES Fund provides Federal funds for school facility repairs and improvements to reduce the risk of virus transmission and exposure to environmental health hazards, and to support student health needs. Title 29, Section 5.5, Code of Federal Regulation (Davis-Bacon Act), requires the District to include prevailing wage rate clauses in any construction contract exceeding $2,000 that is financed either wholly or in part by Federal funds and to ensure that contractors pay workers the prevailing wage rates established by the United States Department of Labor. This includes a requirement for the contractor to submit to the District weekly, for each week in which any contract work is performed, a copy of the payroll and a statement of compliance (certified payrolls). The United States Department of Labor established “prevailing wages” by geographic area and interprets the Davis‑Bacon Act to apply to construction, alteration, or repair of a public building or public work. Condition - During the 2022-23 fiscal year, the District expended $665,669 from the ES Fund for a project related to a construction contract totaling $1,524,853 for heating, ventilation, and air-conditioning renovation projects. We noted that the purchase orders, requests for proposal, bid specifications, and contracts for the project did not contain clauses that required compliance with the Davis-Bacon Act provisions and the contractors did not submit weekly certified payrolls to the District. Subsequent to our inquiry, District personnel obtained wage rate documentation that demonstrated the prevailing wage rates were paid by the contractor. Cause - District personnel indicated that they normally do not fund construction projects with Federal funding. As a result, they did not realize that Davis-Bacon Act provisions would apply to this project and, therefore, did not include the appropriate wage rate clauses in the applicable procurement documents or obtain required certified payrolls. Effect - Absent specific contract clauses and weekly certified payrolls, there is an increased risk that contractors paid with Federal moneys will not pay workers the prevailing wage rates established by the United States Department of Labor. Recommendation -The District should enhance procedures to ensure compliance with all Davis‑Bacon Act requirements. Such enhancements should ensure that applicable Federally funded construction contracts contain the prevailing wage rate clauses and require submittal of weekly certified payrolls and that District personnel verify the payrolls were received. District Response -The District updated its purchasing procedures on July 11, 2023, to include language that would ensure that future contract templates contain applicable provisions per Appendix II to 2 CFR Part 200.

Corrective Action Plan

Planned Corrective Action: The District updated its purchasing procedures on July 11, 2023 to include language that would ensure that future contract templates contain applicable provisions per Appendix II to 2 CFR Part 200. Additionally, the District revised the agreement with Air Mechanical & Services Corporation to include the prevailing wage rate clauses with approved change orders for the contractors to adjust the wage rates as applicable. Anticipated Completion Date: Completed November 15, 2023 Responsible Contact Person: Elaine Barber, Finance Director

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 584809 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $1.39M
10.555 National School Lunch Program $1.37M
84.010 Title I Grants to Local Educational Agencies $828,706
10.553 School Breakfast Program $419,937
84.367 Supporting Effective Instruction State Grants $140,282
84.027 Special Education_grants to States $108,261
84.048 Career and Technical Education -- Basic Grants to States $80,450
10.579 Child Nutrition Discretionary Grants Limited Availability $73,977
84.424 Student Support and Academic Enrichment Program $57,767
84.358 Rural Education $51,645
93.575 Child Care and Development Block Grant $14,014
84.173 Special Education_preschool Grants $1,531