Finding 8361 (2022-003)

Material Weakness
Requirement
B
Questioned Costs
$1
Year
2022
Accepted
2024-01-12

AI Summary

  • Core Issue: Missing employee and supervisor signatures on timesheets, leading to potential inaccuracies in payroll processing.
  • Impacted Requirements: Timesheets must be signed by both the employee and supervisor to ensure accuracy before submission to payroll.
  • Recommended Follow-Up: Implement a process for mandatory signatures and supervisor reviews of timesheets before payroll processing to prevent errors.

Finding Text

Condition: While reviewing certain payroll records it was discovered that there were several cases of either an employee signature or supervisor signature missing from the employee timesheets used to process payroll. In some instances, both the employee and supervisor signature were missing from the timesheet. Per discussions with the individual who was the board president during this period, it was discovered that certain employees were compensated at times for hours being spent providing services for the personal benefit of their supervisor at the Club and not for the direct benefit of the Club. Criteria: All timesheets should be signed by the employee and their supervisor before being submitted to the payroll department in order to correct any errors and ensure the accuracy of the hours being reported before payroll is processed. Cause: Timesheets were not reviewed by the appropriate supervisor before payroll was processed. Effect: Payroll can be processed with potential errors and inaccuracies in the amount of hours worked when the appropriate supervisor does not review the employee timesheets. Auditor’s Recommendation: All employees should sign their timesheet and provide it to the appropriate supervisor. The supervisor should then review and sign off that the timesheet is accurate before providing it to the payroll department for payroll processing. The payroll department should review each timesheet for these criteria and if the criteria is not met or certain inconsistencies are apparent then the matter should be addressed before a paycheck is issued to the employee involved.

Corrective Action Plan

View of Responsible Officials and Planned Corrective Actions: We concur with this finding. All Club expenses are to be paid directly by the Club under normal operating procedures. Expenses paid or incurred on behalf of the Club by an employee will require full and conclusive substantiation to be turned in for review to a board member prior to a reimbursement check being processed. We will only allow authorized signers to approve and sign the checks before the checks are disbursed. An authorized signer will also review the canceled check images of the checks clearing the bank account each month to ensure no unauthorized checks are being disbursed.

Categories

Questioned Costs

Other Findings in this Audit

  • 8362 2022-004
    Material Weakness
  • 8363 2022-003
    Material Weakness
  • 8364 2022-004
    Material Weakness
  • 584803 2022-003
    Material Weakness
  • 584804 2022-004
    Material Weakness
  • 584805 2022-003
    Material Weakness
  • 584806 2022-004
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.287 Twenty-First Century Community Learning Centers $66,811
84.425 Education Stabilization Fund $58,303
93.558 Temporary Assistance for Needy Families $29,709