Finding 8182 (2023-002)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-01-10
Audit: 10743

AI Summary

  • Core Issue: The University failed to report changes in student status to the NSLDS on time, affecting compliance with federal regulations.
  • Impacted Requirements: Timely reporting of status changes is mandated within 30 days or through a confirmation report within 60 days, as per federal guidelines.
  • Recommended Follow-up: Implement stronger controls to ensure timely reporting of student status changes, and review updates for all continuing students to prevent future issues.

Finding Text

Assistance Listing Number, Federal Agency, and Program Name ‑ Department of Education ‑ Federal Direct Student Loan Program ALN No. 84.268 and Federal Pell Grant Program ALN No. 84.063 Federal Award Identification Number and Year ‑ Various Pass‑through Entity ‑ N/A Finding Type ‑ Significant deficiency Repeat Finding ‑ Yes ‑ 2022‑004, 2021‑004, 2020‑004, and 2019‑001 Criteria ‑ Changes in a student’s status are required to be reported to the National Student Loan Data System (NSLDS) or the guarantee agency within 30 days of the change or included in a student status confirmation report sent to NSLDS within 60 days of the status change (34 CFR Section 682.610). Condition ‑ The University did not report certain students' status to NSLDS in a timely manner during the fiscal year. Questioned Costs ‑ None Identification of How Questioned Costs Were Computed ‑ N/A Context ‑ Of the 31 students tested, there were 6 students whose status changes were not reported to the NSLDS within 60 days. Cause and Effect ‑ The University does not have adequate controls or processes in place to ensure status changes are reported to the NSLDS timely. As a result, certain student status changes were not reported timely to the NSLDS. Recommendation ‑ The University should implement controls to ensure student status changes are reported timely to the NSLDS. Views of Responsible Officials and Planned Corrective Actions ‑ The University team will review status updates for all students that continue enrollment from one semester to another (May to summer) to be sure their previous and new status both appear in NSLDS. All the students that were identified had continued with a new degree program in the summer, so the corrective action plan we are implementing will catch any issue before their new enrollment information is updated to NSLDS.

Categories

Student Financial Aid Matching / Level of Effort / Earmarking Significant Deficiency

Other Findings in this Audit

  • 8178 2023-001
    Significant Deficiency Repeat
  • 8179 2023-002
    Significant Deficiency Repeat
  • 8180 2023-002
    Significant Deficiency Repeat
  • 8181 2023-002
    Significant Deficiency Repeat
  • 8183 2023-003
    Significant Deficiency
  • 8184 2023-003
    Significant Deficiency
  • 8185 2023-003
    Significant Deficiency
  • 8186 2023-003
    Significant Deficiency
  • 8187 2023-003
    Significant Deficiency
  • 8188 2023-003
    Significant Deficiency
  • 8189 2023-003
    Significant Deficiency
  • 584620 2023-001
    Significant Deficiency Repeat
  • 584621 2023-002
    Significant Deficiency Repeat
  • 584622 2023-002
    Significant Deficiency Repeat
  • 584623 2023-002
    Significant Deficiency Repeat
  • 584624 2023-002
    Significant Deficiency Repeat
  • 584625 2023-003
    Significant Deficiency
  • 584626 2023-003
    Significant Deficiency
  • 584627 2023-003
    Significant Deficiency
  • 584628 2023-003
    Significant Deficiency
  • 584629 2023-003
    Significant Deficiency
  • 584630 2023-003
    Significant Deficiency
  • 584631 2023-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $10.53M
84.063 Federal Pell Grant Program $1.81M
84.425 Covid-19 - Education Stabilization Fund $808,404
84.038 Federal Perkins Loan Program $394,393
11.024 Build to Scale $199,610
84.033 Federal Work-Study Program $152,282
81.041 State Energy Program $115,629
47.041 Engineering $95,191
84.007 Federal Supplemental Educational Opportunity Grants $93,808
20.200 Highway Research and Development Program $83,791
81.010 Office of Technology Transitions (ott)-Technology Deployment, Demonstration and Commercialization $74,952
12.RD Usace $70,419
20.505 Metropolitan Transportation Planning and State and Non-Metropolitan Planning and Research $67,815
47.049 Mathematical and Physical Sciences $52,795
11.307 Economic Adjustment Assistance $43,986
47.070 Computer and Information Science and Engineering $40,277
47.074 Biological Sciences $36,561
17.502 Occupational Safety and Health_susan Harwood Training Grants $19,345
93.262 Occupational Safety and Health Program $17,977
21.027 Covid-19 - Coronavirus State and Local Fiscal Recovery Funds $16,601
66.469 Great Lakes Program $15,503
47.076 Education and Human Resources $9,256