Finding 584620 (2023-001)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-01-10
Audit: 10743

AI Summary

  • Core Issue: The University submitted an inaccurate institutional report for the quarter ending September 30, 2022, related to HEERF funds.
  • Impacted Requirements: Compliance with CARES Act and CRRSAA mandates for accurate quarterly reporting of fund usage.
  • Recommended Follow-up: Implement controls to ensure accurate tracking and reporting of all expenditures for future compliance.

Finding Text

Assistance Listing Number, Federal Agency, and Program Name ‑ Department of Education ‑ Education Stabilization Fund ‑ Higher Education Emergency Relief Fund ‑ Institutional ‑ ALN 84.425F Federal Award Identification Number and Year ‑ P425E2000493, 6/30/2023 Pass‑through Entity ‑ N/A Finding Type ‑ Significant deficiency Repeat Finding ‑ Yes ‑ 2022‑001 and 2021‑001 Criteria ‑ CARES Act 18004(e) and the CRRSAA 314(e) require an institution receiving funds under HEERF I and HEERF II to submit a report to the secretary at such time in such a manner as the secretary may require. ARP Act 2003 specifies that the same terms and conditions of CRRSAA 314 apply to HEERF III funds. While the acts do not explicitly identify procedures by which institutions must report on their uses of HEERF grant funds, pursuant to these requirements, the Department of Education requires quarterly public reporting of both student portion and institutional portion awards. Condition ‑ The institutional report for the quarter ended September 30, 2022 was inaccurate. Questioned Costs ‑ None Identification of How Questioned Costs Were Computed ‑ N/A Context ‑ There was one quarter identified where the University inaccurately completed the institutional quarterly report. Cause and Effect ‑ The University did not track all requirements and expenditures accurately to ensure that the quarterly public reporting was completed properly and accurately. Recommendation ‑ We recommend the University implement controls to ensure that all quarterly expenditure reports are tracked for proper reporting requirements and correct expenditures. Views of Responsible Officials and Planned Corrective Actions ‑ The University has completed using all HEERF funds and has closed reporting to them. No further reports will be required.

Categories

Reporting Significant Deficiency

Other Findings in this Audit

  • 8178 2023-001
    Significant Deficiency Repeat
  • 8179 2023-002
    Significant Deficiency Repeat
  • 8180 2023-002
    Significant Deficiency Repeat
  • 8181 2023-002
    Significant Deficiency Repeat
  • 8182 2023-002
    Significant Deficiency Repeat
  • 8183 2023-003
    Significant Deficiency
  • 8184 2023-003
    Significant Deficiency
  • 8185 2023-003
    Significant Deficiency
  • 8186 2023-003
    Significant Deficiency
  • 8187 2023-003
    Significant Deficiency
  • 8188 2023-003
    Significant Deficiency
  • 8189 2023-003
    Significant Deficiency
  • 584621 2023-002
    Significant Deficiency Repeat
  • 584622 2023-002
    Significant Deficiency Repeat
  • 584623 2023-002
    Significant Deficiency Repeat
  • 584624 2023-002
    Significant Deficiency Repeat
  • 584625 2023-003
    Significant Deficiency
  • 584626 2023-003
    Significant Deficiency
  • 584627 2023-003
    Significant Deficiency
  • 584628 2023-003
    Significant Deficiency
  • 584629 2023-003
    Significant Deficiency
  • 584630 2023-003
    Significant Deficiency
  • 584631 2023-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $10.53M
84.063 Federal Pell Grant Program $1.81M
84.425 Covid-19 - Education Stabilization Fund $808,404
84.038 Federal Perkins Loan Program $394,393
11.024 Build to Scale $199,610
84.033 Federal Work-Study Program $152,282
81.041 State Energy Program $115,629
47.041 Engineering $95,191
84.007 Federal Supplemental Educational Opportunity Grants $93,808
20.200 Highway Research and Development Program $83,791
81.010 Office of Technology Transitions (ott)-Technology Deployment, Demonstration and Commercialization $74,952
12.RD Usace $70,419
20.505 Metropolitan Transportation Planning and State and Non-Metropolitan Planning and Research $67,815
47.049 Mathematical and Physical Sciences $52,795
11.307 Economic Adjustment Assistance $43,986
47.070 Computer and Information Science and Engineering $40,277
47.074 Biological Sciences $36,561
17.502 Occupational Safety and Health_susan Harwood Training Grants $19,345
93.262 Occupational Safety and Health Program $17,977
21.027 Covid-19 - Coronavirus State and Local Fiscal Recovery Funds $16,601
66.469 Great Lakes Program $15,503
47.076 Education and Human Resources $9,256