Finding 7092 (2021-007)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2021
Accepted
2024-01-02
Audit: 9116
Auditor: Fustcharles LLP

AI Summary

  • Core Issue: The Provider Relief Fund report had discrepancies, with reported revenues not matching the audited financial statements.
  • Impacted Requirements: Accurate reporting is required under the award terms, and the auditee understated revenues by $941,108 in 2019 and $63,483 in 2020.
  • Recommended Follow-Up: Implement a control process for secondary review and maintain documentation of lost revenues to support continued funding eligibility.

Finding Text

Statement Condition: The Period 1 Provider Relief Fund report was submitted with total revenue/net patient charges for each quarter of 2019 and 2020 and in total that did not agree to the net resident service revenues per the quarterly internal and year end audited financial statements. Criteria:  Under the terms and conditions of the awards, accurate amounts that agree with the entity's financial records are required to be reported in the Provider Relief Fund report. Cause of Condition: It appears that Cottages did not include all third-party payor revenue sources and did not reconcile the submitted numbers back to the audited financial statements. Effect of Condition:  The auditee reported actual revenues that were understated by $941,108 and $63,483 in 2019 and 2020, respectively. However, the reporting did not impact the PRF funding received as only $140.98 of lost revenue was utilized for PRF Reporting Period 1. Recommendation:  We recommend that management implement a control process which includes a documented secondary review of approval. Due to the untimely reporting of this finding, Cottages is past the timeframe for filing revisions to Period 1 and Period 2 PRF reports. Therefore, we also recommend Cottages maintain documentation that details they incurred enough lost revenues to continue to qualify for the full amount of the funding. Views of Responsible Official:  Management agrees with the recommendation. See corrective action plan.

Corrective Action Plan

In May 2022, a new CFO was hired and new procedures put in place. Both the CFO and Accounting Manager ensured all calculations are dual reviewed. Based on this process, it is well documented internally that the entity does indeed qualify for the full amount of funding received.

Categories

Reporting

Other Findings in this Audit

  • 7089 2021-004
    Significant Deficiency
  • 7090 2021-005
    Significant Deficiency
  • 7091 2021-006
    Significant Deficiency
  • 583531 2021-004
    Significant Deficiency
  • 583532 2021-005
    Significant Deficiency
  • 583533 2021-006
    Significant Deficiency
  • 583534 2021-007
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.498 Provider Relief Fund $1.15M