Finding 583531 (2021-004)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2021
Accepted
2024-01-02
Audit: 9116
Auditor: Fustcharles LLP

AI Summary

  • Core Issue: The reporting package and data collection form for 2021 were not submitted by the September 30, 2022 deadline.
  • Impacted Requirements: This violates 2 CFR Section 200.512(a), which mandates timely submission of audit-related documents.
  • Recommended Follow-Up: Implement tracking and monitoring policies to ensure timely filing with the Federal Audit Clearinghouse.

Finding Text

Statement of Condition:  The reporting package and data collection form for the year ended December 31, 2021, was not filed by the deadline of September 30, 2022, to the Federal Audit Clearinghouse. Criteria:  In accordance with 2 CFR Section 200.512(a), the audit must be completed and the data collection form and reporting package must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report, or nine months after the end of the audit period, adjusted for any extensions permitted by the Office of Management and Budget. Effect of Condition:  The reporting package and data collection form for the year ended December 31, 2021, was not accessible to the Federal Audit Clearinghouse in a timely manner. Cause of Condition:  Due to turnover in finance department personnel, including the Chief Financial Officer, and the delays in recreating the support for the Provider Relief Reporting in Periods 1 and 2, combined with resource issues, the reporting package and data collection form filing was not submitted within the deadline. Recommendation:  We recommend Cottages adopt policies and procedures, including tracking and monitoring of reporting requirements, to ensure that the audit, reporting package, and data collection form are electronically filed with the Federal Audit Clearinghouse within the applicable deadline. Views of Responsible Official:  We agree with the recommendation. See corrective action plan.

Categories

Subrecipient Monitoring Reporting

Other Findings in this Audit

  • 7089 2021-004
    Significant Deficiency
  • 7090 2021-005
    Significant Deficiency
  • 7091 2021-006
    Significant Deficiency
  • 7092 2021-007
    Significant Deficiency
  • 583532 2021-005
    Significant Deficiency
  • 583533 2021-006
    Significant Deficiency
  • 583534 2021-007
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.498 Provider Relief Fund $1.15M