Finding 638313 (2022-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-03-30
Audit: 58541
Organization: Navajo Preparatory School, Inc. (NM)

AI Summary

  • Core Issue: The School failed to conduct timely character reinvestigations for employees working with Indian children, violating the Indian Child Protection and Family Violence Prevention Act.
  • Impacted Requirements: Compliance with special tests and provisions related to character investigations, including timely reinvestigations every five years.
  • Recommended Follow-Up: Implement a system to ensure all character investigations are completed promptly to meet legal and policy standards.

Finding Text

Finding Number: 2022-001 Repeat Finding: No Program Name/Assistance Listing Title: Indian School Equalization Program Assistance Listing Number: 15.042 Federal Agency: U.S Department of Interior Federal Award Number: A19AV00860 Pass-Through Agency: Bureau of Indian Education Questioned Costs: N/A Type of Finding: Noncompliance, Significant Deficiency Compliance Requirement: Special Tests and Provisions CRITERIA According to the Indian Child Protection and Family Violence Prevention Act 925 USC ?3201 et. sec.), the School must conduct a character investigation of each individual who is employed or is being considered for employment in a position that involves regular conduct with, or control over, Indian children. The individual should be reinvestigated every five years. In addition, individuals in those positions must meet the required standards of character no less stringent than those prescribed under subpart B ? Minimum Standards of Character and Suitability for Employment (25 CFS part 63). CONDITION The School did not complete character reinvestigations timely for all employees. CAUSE The School did not perform all character investigations in a timely manner due to turnover. EFFECT The School was not in compliance with the Indian Child Protection and Family Violence Prevention Act. CONTEXT For eight of 40 character investigation files reviewed, the character investigation was not completed within a reasonable time of the start of employment. The sample was not intended to be, and was not, a statistically valid sample. RECOMMENDATION The School should ensure character investigations are performed in a timely manner to achieve full compliance with the School?s policies and the Indian Child Protection and Family Violence Prevention Act. VIEWS OF RESPONSIBLE OFFICIALS See Corrective Action Plan.

Categories

Special Tests & Provisions Significant Deficiency

Other Findings in this Audit

  • 61871 2022-001
    Significant Deficiency
  • 61872 2022-001
    Significant Deficiency
  • 638314 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
15.042 Indian School Equalization $4.26M
15.047 Indian Education Facilities, Operations, and Maintenance $1.33M
15.046 Administrative Cost Grants for Indian Schools $1.29M
15.042 Covid-19 Indian School Equalization $585,838
84.010 Title I Grants to Local Educational Agencies $553,736
84.299 Indian Education -- Special Programs for Indian Children $423,696
15.044 Indian Schools_student Transportation $262,799
84.425 Covid-19 Education Stabilization Fund $168,052
84.287 Twenty-First Century Community Learning Centers $151,653
10.559 Summer Food Service Program for Children $128,202
84.415 State Tribal Education Partnership (step) $112,847
84.060 Indian Education_grants to Local Educational Agencies $56,497
84.336 Teacher Quality Partnership Grants $37,045
10.558 Child and Adult Care Food Program $32,696
15.130 Indian Education_assistance to Schools $26,854
84.424 Student Support and Academic Enrichment Program $3,327
15.151 Education Program Enhancements $1,570