Finding 635383 (2022-006)

Significant Deficiency
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2023-05-31
Audit: 56341
Organization: Polk County, Florida (FL)

AI Summary

  • Core Issue: Revenue loss calculations for COVID-19 funding were not done correctly, leading to inflated budget estimates.
  • Impacted Requirements: Compliance with the Treasury's Final Rule on calculating revenue loss for government services was not met.
  • Recommended Follow-Up: Assign a dedicated reviewer to ensure future revenue loss calculations align with Treasury guidelines.

Finding Text

2022-006-Revenue Loss Calculation Federal Agency: U.S. Department of the Treasury Federal Program Name: Covid-19 Coronavirus State and Local Fiscal Recovery Funds Assistance Listing Number: 21.027 Federal Award Identification Number: Z1890 Award Period: March 3, 2021 through December 31, 2026 Type of Finding: ? Significant Deficiency in Internal Control over Compliance ? Other Matters Criteria or specific requirement: The Coronavirus State and Local Fiscal Recovery Funds (CSLFR) provide needed fiscal relief for recipients that have experienced revenue loss due to the onset of the COVID-19 public health emergency. Specifically, SLFRF funding may be used to pay for ?government services? in an amount equal to the revenue loss experienced by the recipient due to the COVID-19 public health emergency. Government services generally include any service traditionally provided by a government, including construction of roads and other infrastructure, provision of public safety and other services, and health and educational services. Funds spent under government services are subject to streamlined reporting and compliance requirements. In order to use funds under government services, recipients should first determine revenue loss. The Treasury's final rule provides the guidance for how revenue loss is calculated. Condition: The revenue loss calculation was not calculated in accordance with the guidance provided by the Treasury?s Final Rule. Questioned costs: N/A Context: The original revenue loss calculation allowed for loss revenue provisions of approximately $31 million. The corrected and revised calculation was approximately $29 million. Cause: The key roles assigned to doing this calculation experienced turnover. In addition, certain accounts were included in the calculation that should not have been included resulting in a lower loss revenue amount. Effect: The original calculation resulted a Coronavirus State and Local Fiscal Recovery Funds budget that included an amount for revenue loss that was higher than what is allowable by the Treasury?s Final Rule. Repeat Finding: No. Recommendation: We recommend the County designate a reviewer to perform a detailed review of future revenue loss calculations to ensure the calculation complies with the requirements of the Treasury?s Final Rule. Views of responsible officials: There is no disagreement with the audit finding.

Categories

Reporting Significant Deficiency Internal Control / Segregation of Duties Special Tests & Provisions

Other Findings in this Audit

  • 58934 2022-003
    Significant Deficiency Repeat
  • 58935 2022-003
    Significant Deficiency Repeat
  • 58936 2022-003
    Significant Deficiency Repeat
  • 58937 2022-003
    Significant Deficiency Repeat
  • 58938 2022-003
    Significant Deficiency Repeat
  • 58939 2022-003
    Significant Deficiency Repeat
  • 58940 2022-005
    Significant Deficiency
  • 58941 2022-006
    Significant Deficiency
  • 58942 2022-007
    Significant Deficiency
  • 58943 2022-004
    Significant Deficiency
  • 58944 2022-004
    Significant Deficiency
  • 635376 2022-003
    Significant Deficiency Repeat
  • 635377 2022-003
    Significant Deficiency Repeat
  • 635378 2022-003
    Significant Deficiency Repeat
  • 635379 2022-003
    Significant Deficiency Repeat
  • 635380 2022-003
    Significant Deficiency Repeat
  • 635381 2022-003
    Significant Deficiency Repeat
  • 635382 2022-005
    Significant Deficiency
  • 635384 2022-007
    Significant Deficiency
  • 635385 2022-004
    Significant Deficiency
  • 635386 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $4.92M
21.023 Emergency Rental Assistance Program $3.62M
21.019 Coronavirus Relief Fund $889,844
20.219 Recreational Trails Program $488,294
14.218 Community Development Block Grants/entitlement Grants $412,342
14.231 Emergency Solutions Grant Program $382,972
45.310 Grants to States $348,351
93.563 Child Support Enforcement $287,119
93.558 Temporary Assistance for Needy Families $274,480
20.205 Highway Planning and Construction $187,572
93.958 Block Grants for Community Mental Health Services $184,346
93.959 Block Grants for Prevention and Treatment of Substance Abuse $99,548
16.738 Edward Byrne Memorial Justice Assistance Grant Program $94,906
20.505 Metropolitan Transportation Planning and State and Non-Metropolitan Planning and Research $85,928
93.575 Child Care and Development Block Grant $72,683
93.498 Provider Relief Fund $70,974
15.631 Partners for Fish and Wildlife $70,956
93.556 Promoting Safe and Stable Families $39,701
14.239 Home Investment Partnerships Program $36,631
94.002 Retired and Senior Volunteer Program $31,414
97.039 Hazard Mitigation Grant $15,900
97.042 Emergency Management Performance Grants $12,329
90.404 2018 Hava Election Security Grants $7,989
16.812 Second Chance Act Reentry Initiative $5,583