Finding 628419 (2022-002)

Significant Deficiency
Requirement
F
Questioned Costs
-
Year
2022
Accepted
2023-02-28

AI Summary

  • Core Issue: The District failed to ensure compliance with the Davis-Bacon Act for federally funded construction projects over $2,000.
  • Impacted Requirements: Contracts lacked necessary clauses for prevailing wage rates, and certified payrolls were not consistently submitted by contractors.
  • Recommended Follow-Up: Implement enhanced procedures and training for staff to ensure compliance with the Davis-Bacon Act in future projects.

Finding Text

Finding: District controls did not always ensure compliance with the Davis-Bacon Act for Federally funded construction projects exceeding $2,000. Criteria: The ESSER Fund provides Federal funds for school facility repairs and improvements to reduce the risk of virus transmission and exposure to environmental health hazards and to support student health needs. Title 29, Section 5.5, CFR (Davis-Bacon Act), requires the District to include prevailing wage rate clauses in any construction contract exceeding $2,000 that is financed either wholly or in part by Federal funds and to ensure that contractors and subcontractors pay workers the prevailing wage rates established by the United States Department of Labor. This includes a requirement for the contractor or subcontractor to submit to the District weekly, for each week in which any contract work is performed, a copy of the payroll and a statement of compliance (certified payrolls). The United States Department of Labor established ?prevailing wages? by geographic area and interprets the Davis-Bacon Act to apply to construction, alteration, or repair of a public building or public work. Condition: During the 2021-22 fiscal year, the Board entered into a construction contract for heating, ventilation, and air-conditioning (HVAC) repairs and upgrades at Vernon Middle School for $538,000 and another construction contract for a multi-campus project for similar HVAC repairs and upgrades totaling $251,364. As of June 2022, the District had expended ESSER funds totaling $290,761 and $251,364, respectively, on the two projects. In response to our inquiry, District personnel indicated that the contractors did not submit to the District weekly certified payrolls demonstrating prevailing wage rates were paid. In addition, we noted that the purchase orders, requests for proposal, bid specifications, and contracts for the projects did not contain clauses that required compliance with the Davis-Bacon Act provisions. Subsequent to our inquiry, District personnel obtained from the contractors certified payrolls that demonstrated the prevailing wage rates were paid for these projects. Cause: District personnel were not aware that the Davis-Bacon Act applied to these projects and, therefore, did not include the appropriate wage rate clauses in the applicable procurement documents nor required District personnel to verify that payrolls were received. Effect: Without an appropriate understanding of when to apply the Davis-Bacon Act requirements, there is an increased risk that contractors and subcontractors paid with Federal moneys will not pay workers the prevailing wage rates established by the United States Department of Labor. Recommendation: The District should enhance procedures to ensure that prevailing wage rate clauses are included in any construction contract exceeding $2,000 that is financed either wholly or in part by Federal funds and that wage rates paid by contractors and subcontractors for Federally funded facility projects are directly compared to, and determined to be consistent with, the prevailing wage rates established for the geographic area by the United States Department of Labor. Such enhancements should include appropriate training for staff to understand their responsibility for demonstrating compliance with the Davis-Bacon Act. District Response: The District will enhance its procedures to ensure that it complies with the Davis-Bacon Act.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 51977 2022-002
    Significant Deficiency
  • 51978 2022-001
    Material Weakness
  • 628420 2022-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.010 Title I Grants to Local Educational Agencies $1.42M
10.555 National School Lunch Program $1.41M
84.063 Federal Pell Grant Program $682,221
84.011 Migrant Education_state Grant Program $487,892
84.215 Innovative Approaches to Literacy $395,963
93.434 Every Student Succeeds Act/preschool Development Grants $380,963
10.553 School Breakfast Program $367,995
84.424 Student Support and Academic Enrichment Program $304,139
16.710 Public Safety Partnership and Community Policing Grants $300,580
84.184 School Safety National Activities $199,691
84.048 Career and Technical Education -- Basic Grants to States $196,963
93.982 Mental Health Disaster Assistance and Emergency Mental Health $186,616
84.002 Adult Education - Basic Grants to States $154,158
12.U01 Army Junior Reserve Officers Training Corps $132,199
84.367 Supporting Effective Instruction State Grants $123,775
84.411 Education Innovation and Research $111,584
84.358 Rural Education $65,234
93.575 Child Care and Development Block Grant $54,800
84.365 English Language Acquisition State Grants $13,432
84.007 Federal Supplemental Educational Opportunity Grants $12,065
84.027 Special Education_grants to States $8,089
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $5,942
84.033 Federal Work-Study Program $4,815
84.173 Special Education_preschool Grants $4,248
84.425 Education Stabilization Fund $619