Finding 627778 (2022-004)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-02-26

AI Summary

  • Core Issue: The University failed to report disbursement dates to the COD system within the required 15 days for 1 out of 40 students tested.
  • Impacted Requirements: Compliance with federal regulations (34 CFR 690.83(b)(2) and 34 CFR 685.309) regarding timely reporting of Pell and Direct Loan disbursements.
  • Recommended Follow-Up: The University should review and improve its procedures for reporting disbursements to ensure accuracy and compliance with federal timelines.

Finding Text

Federal Agency: Department of Education Federal Program Title: Student Financial Assistance Cluster Federal Assistance Listing Number: Various Award Period: June 1, 2021 ? May 31, 2022 Type of Finding: Significant Deficiency in Internal Control over Compliance and Other Matters Criteria or Specific Requirement: The Department of Education requires the University to report the disbursement dates and amounts to the Common Origination and Disbursement (COD) system within 15 days of disbursing Pell (34 CFR 690.83(b)(2) and Direct Loan (34 CFR 685.309) funds to a student. Condition: During our testing, we noted 1 of the 40 students tested had an applied date outside of the 15 day requirement to be applied to the student account. Questioned Costs: None Context: During our testing, it was noted the University did not properly follow the process to ensure disbursements are accurately reported to COD. Cause: The University did not follow the procedure to meet the requirement that disbursements made to students must be reported to COD within 15 days of the disbursement date. Effect: Students interest accrues based on disbursement date reported to COD for Direct Loan disbursements, thus interest calculation could be skewed due to the discrepancy in disbursement dates reported. Repeat Finding: No Auditor?s Recommendation: We recommend the University evaluate its procedures and policies around reporting disbursements to COD to ensure that student information is reported accurately and timely. Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.

Categories

Student Financial Aid Reporting Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 51335 2022-002
    Significant Deficiency Repeat
  • 51336 2022-004
    Significant Deficiency
  • 51337 2022-005
    Significant Deficiency
  • 51338 2022-006
    Significant Deficiency
  • 51339 2022-002
    Significant Deficiency Repeat
  • 51340 2022-004
    Significant Deficiency
  • 51341 2022-005
    Significant Deficiency
  • 51342 2022-006
    Significant Deficiency
  • 51343 2022-002
    Significant Deficiency Repeat
  • 51344 2022-004
    Significant Deficiency
  • 51345 2022-005
    Significant Deficiency
  • 51346 2022-006
    Significant Deficiency
  • 51347 2022-002
    Significant Deficiency Repeat
  • 51348 2022-004
    Significant Deficiency
  • 51349 2022-005
    Significant Deficiency
  • 51350 2022-006
    Significant Deficiency
  • 51351 2022-002
    Significant Deficiency Repeat
  • 51352 2022-004
    Significant Deficiency
  • 51353 2022-005
    Significant Deficiency
  • 51354 2022-006
    Significant Deficiency
  • 51355 2022-002
    Significant Deficiency Repeat
  • 51356 2022-003
    Significant Deficiency
  • 51357 2022-004
    Significant Deficiency
  • 51358 2022-005
    Significant Deficiency
  • 51359 2022-006
    Significant Deficiency
  • 627777 2022-002
    Significant Deficiency Repeat
  • 627779 2022-005
    Significant Deficiency
  • 627780 2022-006
    Significant Deficiency
  • 627781 2022-002
    Significant Deficiency Repeat
  • 627782 2022-004
    Significant Deficiency
  • 627783 2022-005
    Significant Deficiency
  • 627784 2022-006
    Significant Deficiency
  • 627785 2022-002
    Significant Deficiency Repeat
  • 627786 2022-004
    Significant Deficiency
  • 627787 2022-005
    Significant Deficiency
  • 627788 2022-006
    Significant Deficiency
  • 627789 2022-002
    Significant Deficiency Repeat
  • 627790 2022-004
    Significant Deficiency
  • 627791 2022-005
    Significant Deficiency
  • 627792 2022-006
    Significant Deficiency
  • 627793 2022-002
    Significant Deficiency Repeat
  • 627794 2022-004
    Significant Deficiency
  • 627795 2022-005
    Significant Deficiency
  • 627796 2022-006
    Significant Deficiency
  • 627797 2022-002
    Significant Deficiency Repeat
  • 627798 2022-003
    Significant Deficiency
  • 627799 2022-004
    Significant Deficiency
  • 627800 2022-005
    Significant Deficiency
  • 627801 2022-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $21.89M
84.425 Education Stabilization Fund $3.17M
84.063 Federal Pell Grant Program $2.43M
84.007 Federal Supplemental Educational Opportunity Grants $607,882
84.038 Federal Perkins Loan Program $559,021
84.033 Federal Work-Study Program $165,709
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $139,044
47.049 Mathematical and Physical Sciences $4,460