Finding 624734 (2022-001)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-03-30

AI Summary

  • Core Issue: The Authority failed to maintain proper documentation for tenant eligibility, with missing files and incomplete checklists affecting compliance.
  • Impacted Requirements: Eligibility determinations were not adequately supported, violating federal regulations that require thorough documentation.
  • Recommended Follow-Up: Provide additional training for staff handling eligibility determinations and reinforce adherence to established procedures.

Finding Text

Finding: 2022-001 Program Name: Low-Rent Public Housing Program (AL # 14.850) Compliance Requirement: Eligibility Type of Finding: Nonmaterial Noncompliance, Significant Deficiency Criteria: In accordance with Title 24 of the Code of Federal Regulations parts 5, 902, 960, 966, and 990, only eligible individuals should participate in the program and there should be evidence of eligibility determinations. The Authority has established an application and re-examination checklist to be used during the eligibility determination process to ensure that all required documents are maintained in the tenant?s file. Condition: Of the forty (40) tenants selected for testing, we noted the following: ? One (1) tenant file containing eligibility determinations could not be located. ? Twelve (12) tenant files were missing the completed move-in or re-examination checklist. ? Five (5) tenant files were missing documentation that income was accurately calculated and verified. Cause: The Authority has had turnover in the staffing who perform eligibility determinations, resulting in eligibility determinations being performed by less experienced and trained staff. Effect: The Authority did not properly follow the controls in place for eligibility determinations for the year ended June 30, 2022, which resulted in the Authority being unable to support the eligibility determinations for six (6) tenants. Auditor Recommendation: We recommend that the Authority reinforce the individuals completing eligibility determinations with additional training and supervision as well as re-emphasize the controls and procedures that should be followed when completing the determinations. Management Response: We will have the Housing Program Compliance Analyst audit a sample of tenant files based on the latest re-examinations to ensure that the calculated income agrees with the supporting documentation, checklist is completed in its entirety and is maintained in the tenant files. Identification of Repeat Finding: Not a repeat finding

Categories

HUD Housing Programs Eligibility Significant Deficiency

Other Findings in this Audit

  • 48292 2022-001
    Significant Deficiency
  • 48293 2022-002
    Significant Deficiency
  • 48294 2022-002
    Significant Deficiency
  • 48295 2022-002
    Significant Deficiency
  • 624735 2022-002
    Significant Deficiency
  • 624736 2022-002
    Significant Deficiency
  • 624737 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $24.93M
14.850 Public and Indian Housing $5.46M
14.889 Choice Neighborhoods Implementation Grants $5.45M
14.872 Public Housing Capital Fund $3.61M
14.195 Section 8 Housing Assistance Payments Program $1.86M
14.879 Mainstream Vouchers $1.01M
14.218 Community Development Block Grants/entitlement Grants $495,461
14.249 Section 8 Moderate Rehabilitation Single Room Occupancy $202,855
14.267 Continuum of Care Program $117,459
14.896 Family Self-Sufficiency Program $106,853
14.870 Resident Opportunity and Supportive Services - Service Coordinators $61,365
14.182 Section 8 New Construction and Substantial Rehabilitation $54,210
14.239 Home Investment Partnerships Program $29,279