Finding 624645 (2022-005)

Significant Deficiency
Requirement
EN
Questioned Costs
-
Year
2022
Accepted
2023-06-21
Audit: 41510

AI Summary

  • Core Issue: There is a significant deficiency in the eligibility verification process for Foster Grandparent and Senior Companion volunteers, with missing approvals and documentation.
  • Impacted Requirements: Income verification and background checks are not properly documented, as 17 out of 20 volunteer files lacked necessary checklists and signatures.
  • Recommended Follow-Up: Reinstate a tracking process for approvals and reviews, and utilize new software to send notifications for annual income verifications.

Finding Text

#2022-005 ? Significant Deficiency: Eligibility and Special Tests and Provisions Conditions and Criteria: ? Foster Grandparent and Senior Companion eligibility require income verification and background checks for Foster Grandparent and Senior Companion volunteers. Catholic Charities West Michigan procedures require the program coordinator to approve the income verification and background checks. The procedures further require the program supervisor to review the income verification. Historically, this process was documented on a checklist located in the volunteer?s file. ? Out of the sample of 20 volunteers, three new volunteers during the fiscal year had a checklist in their file, however, the checklist did not contain the signatures of the program coordinator or the program supervisor. The remaining 17 volunteers did not have a checklist to document income was verified and background checks were reviewed. Cause/Context: ? There continues to be turnover in staff in the program. ? The program is beginning to use a software to store the volunteer files. Management indicated that during the conversion process it was likely the checklists were misplaced and not retained with the rest of the volunteers? paper files. Recommendations: ? We recommend that a process and documentation be reinstated to properly track that the income verification and background checks have occurred and that these documents have the required approvals and reviews. ? As the income verifications are required annually, we recommend that this software be utilized to generate notifications to ensure timely verification. Views of Responsible Officials and Planned Corrective Actions: Catholic Charities West Michigan concurs with the observations of the auditors. Processes have been modified to assure new and renewing volunteers are properly vetted and checklists are completed and filed. The Program Coordinator completes these checklists and the Program Supervisor approves completed checklists. This practice is currently being implemented.

Categories

Special Tests & Provisions Eligibility Significant Deficiency

Other Findings in this Audit

  • 48197 2022-004
    - Repeat
  • 48198 2022-002
    Significant Deficiency Repeat
  • 48199 2022-003
    Significant Deficiency Repeat
  • 48200 2022-003
    Significant Deficiency Repeat
  • 48201 2022-004
    - Repeat
  • 48202 2022-002
    Significant Deficiency Repeat
  • 48203 2022-005
    Significant Deficiency
  • 48204 2022-005
    Significant Deficiency
  • 624639 2022-004
    - Repeat
  • 624640 2022-002
    Significant Deficiency Repeat
  • 624641 2022-003
    Significant Deficiency Repeat
  • 624642 2022-003
    Significant Deficiency Repeat
  • 624643 2022-004
    - Repeat
  • 624644 2022-002
    Significant Deficiency Repeat
  • 624646 2022-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
94.011 Foster Grandparent Program $386,998
93.658 Foster Care_title IV-E $244,773
93.235 Affordable Care Act (aca) Abstinence Education Program $150,000
93.558 Temporary Assistance for Needy Families $130,746
93.659 Adoption Assistance $112,483
93.590 Community-Based Child Abuse Prevention Grants $18,948
93.778 Medical Assistance Program $15,579
93.667 Social Services Block Grant $11,704
93.870 Maternal, Infant and Early Childhood Home Visiting Grant $8,578
94.016 Senior Companion Program $4,000
93.959 Block Grants for Prevention and Treatment of Substance Abuse $2,213
93.650 Accountable Health Communities $777
93.645 Stephanie Tubbs Jones Child Welfare Services Program $3