Finding 622263 (2022-005)

Significant Deficiency
Requirement
P
Questioned Costs
$1
Year
2022
Accepted
2023-06-15
Audit: 41506
Organization: Project Safeguard (CO)

AI Summary

  • Core Issue: Payments over $25,000 to contractors were not excluded from the Modified Total Direct Cost (MTDC) base, leading to noncompliance.
  • Impacted Requirements: Compliance with the grant's indirect cost calculation criteria, specifically regarding allowable costs.
  • Recommended Follow-Up: Implement stronger controls for reviewing quarterly reimbursements and ensure accurate MTDC calculations; a new Finance Director will oversee these improvements.

Finding Text

Information on the Federal Program: Assistance Listing Number 16.575?Crime Victim Assistance, United States Department of Justice. Pass-Through Entity: Colorado Department of Public Safety. Award Number: 2020-VA-21-562-02. Compliance Requirements: Allowable Costs Type of Finding Noncompliance and significant deficiency. Criteria: The Modified Total Direct Cost (MTDC) base, which is used to calculate the de minimis indirect cost rate, requires that payments over the grant period to contractors in excess of $25,000, be backed out of the MTDC base. Condition: In the third quarter of 2022, we identified an error in the MTDC, where payments to contractors in excess of $25,000 were not backed out properly. Context: One of the four quarters calculation of the indirect cost rate was found to have an error. Cause: There are a limited number of personnel to ensure adequate review is performed, prior to submitting quarterly reimbursements under the grant. Effect or Potential Effect: The Organization may be out of compliance with the terms and conditions of the grant. Questioned Costs: $1,020 Recommendation: The Organization should have controls in place to ensure a more robust review of quarterly reimbursements are performed, including the accuracy of the MTDC base used to calculate indirect costs. Views of Responsible Official: The Organization has hired a full-time Finance Director who will monitor these matters more closely than under the previous structure. The Organization will also review the current controls to ensure a more robust review of quarterly reimbursements are performed The organization will review policies and implement an action plan based on the availability of limited staff.

Categories

Questioned Costs Subrecipient Monitoring Allowable Costs / Cost Principles Cash Management Significant Deficiency

Other Findings in this Audit

  • 45821 2022-005
    Significant Deficiency
  • 45822 2022-004
    Significant Deficiency
  • 45823 2022-003
    Significant Deficiency
  • 45824 2022-002
    Material Weakness
  • 45825 2022-001
    Significant Deficiency
  • 622264 2022-004
    Significant Deficiency
  • 622265 2022-003
    Significant Deficiency
  • 622266 2022-002
    Material Weakness
  • 622267 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
16.575 Crime Victim Assistance $669,390
21.027 Coronavirus State and Local Fiscal Recovery Funds $89,649
93.558 Temporary Assistance for Needy Families $16,838
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $2,174