Finding 45823 (2022-003)

Significant Deficiency
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2023-06-15
Audit: 41506
Organization: Project Safeguard (CO)

AI Summary

  • Core Issue: One employee working under the grant lacked a completed I-9 form, leading to noncompliance with federal requirements.
  • Impacted Requirements: All grant recipients must maintain I-9 forms for employees as per the Department of Justice Financial Guide.
  • Recommended Follow-Up: Implement a new hire checklist to ensure I-9 forms are completed for all employees and review controls for maintaining these documents.

Finding Text

Information on the Federal Program: Assistance Listing Number 16.575?Crime Victim Assistance, United States Department of Justice. Pass-Through Entity: Colorado Department of Public Safety. Award Number: 2020-VA-21-562-02. Compliance Requirements: Allowable Costs Type of Finding Noncompliance and significant deficiency. Criteria: As outlined in the Department of Justice Financial Guide, all grant recipients are required to complete and keep on file the U.S. Citizenship and Immigration Services? Employment Eligibility Verification Form I-9 for individuals working under the award. Condition: We were unable to obtained a completed I-9 for one employee working under the award. Context: Out of our sample of 9 employees, we were unable to obtain and I-9 for 1 employee. Cause: Employee was hired during the Covid-19 pandemic, the I-9 was overlooked as the hiring process was completed virtually. Effect or Potential Effect: Failure to obtain I-9?s as required may result in ineligible employees being permitted to work on the aware. This is considered material non-compliance with the grant agreement.Questioned Costs: None. Recommendation: The Organization should have a new hire checklist, that includes a I-9 is completed for each employee that is working under Department of Justice grant funding. Additionally, the Organization should review controls to ensure I-9?s for all employees are obtained and maintained. Views of Responsible Official: Once Project Safeguard realized that the organization didn?t have a copy of the file from the Board of Directors from the Executive Director having been hired in 2013, Project Safeguard has rectified the situation by replacing the missing I-9 with an updated I-9 with attestation in accordance to guidance from UCIS . All I-9s are completed and maintained in a separate file as soon as employment begins and E-verify is completed within three days of employment as stated in the Project Safeguard policies.

Corrective Action Plan

Planned Corrective Action: Once Project Safeguard realized that the organization didn?t have a copy of the file from the Board of Directors from the Executive Director having been hired in 2013, Project Safeguard has rectified the situation by replacing the missing i-9 with an updated i-9 with attestation in accordance to guidance from UCIS . All I-9s are completed and maintained in a separate file as soon as employment begins and E-verify is completed within three days of employment as stated in the Project Safeguard policies. Name of Contact Person: BethAnne O?keefe, Finance Director Anticipated completion date: This was completed and the updated I-9 with attestation as soon as the I-9 documents were requested on 03/08/2023.

Categories

Eligibility Subrecipient Monitoring Allowable Costs / Cost Principles Significant Deficiency

Other Findings in this Audit

  • 45821 2022-005
    Significant Deficiency
  • 45822 2022-004
    Significant Deficiency
  • 45824 2022-002
    Material Weakness
  • 45825 2022-001
    Significant Deficiency
  • 622263 2022-005
    Significant Deficiency
  • 622264 2022-004
    Significant Deficiency
  • 622265 2022-003
    Significant Deficiency
  • 622266 2022-002
    Material Weakness
  • 622267 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
16.575 Crime Victim Assistance $669,390
21.027 Coronavirus State and Local Fiscal Recovery Funds $89,649
93.558 Temporary Assistance for Needy Families $16,838
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $2,174