Finding 620937 (2022-005)

Significant Deficiency Repeat Finding
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-03-30
Audit: 51806
Organization: Lewis-Clark State College (ID)

AI Summary

  • Core Issue: The College failed to keep proper documentation for verifying that vendors are not excluded or disqualified under Uniform Grant Guidance.
  • Impacted Requirements: This oversight violates the requirement to verify vendor eligibility, risking engagement with unqualified vendors.
  • Recommended Follow-Up: Implement formal procedures for regular suspension and debarment assessments and ensure documentation is retained as evidence of compliance.

Finding Text

Criteria or specific requirement: Uniform Grant Guidance (2 CFR 180.300) requires that, when entering into a covered transaction with another person (an individual, corporation, partnership, association, unit of government, or legal entity), you must verify that the person with whom you intend to do business is not excluded or disqualified. Condition: The College did not retain proper documentation for suspension and debarment verification. Questioned costs: None. Context: During our testing, we noted three out of five vendors tested did not have proper documentation for suspension and debarment verification. Cause: There are no procedures in place to routinely assess suspension and debarment for multi-year contracts with vendors, and inadequate maintenance of evidence the procedure occurred when suspension and debarment are assessed. Effect: Failure to assess suspension and debarment could lead to the College working with unqualified vendors. Repeat Finding: Yes, 2021-007. Recommendation: We recommend the College implement formal procedures to routinely assess suspension and debarment status for vendors used in multiple years, and we recommend that assessment of suspension and debarment status be retained to support evidence the procedure was performed. Views of responsible officials and planned corrective action: Management agrees with the finding and has developed a plan to correct it.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 44475 2022-001
    Significant Deficiency Repeat
  • 44476 2022-002
    Significant Deficiency Repeat
  • 44477 2022-004
    Significant Deficiency
  • 44478 2022-001
    Significant Deficiency Repeat
  • 44479 2022-002
    Significant Deficiency Repeat
  • 44480 2022-004
    Significant Deficiency
  • 44481 2022-001
    Significant Deficiency Repeat
  • 44482 2022-001
    Significant Deficiency Repeat
  • 44483 2022-002
    Significant Deficiency Repeat
  • 44484 2022-003
    Significant Deficiency
  • 44485 2022-004
    Significant Deficiency
  • 44486 2022-001
    Significant Deficiency Repeat
  • 44487 2022-002
    Significant Deficiency Repeat
  • 44488 2022-004
    Significant Deficiency
  • 44489 2022-001
    Significant Deficiency Repeat
  • 44490 2022-002
    Significant Deficiency Repeat
  • 44491 2022-004
    Significant Deficiency
  • 44492 2022-001
    Significant Deficiency Repeat
  • 44493 2022-002
    Significant Deficiency Repeat
  • 44494 2022-004
    Significant Deficiency
  • 44495 2022-005
    Significant Deficiency Repeat
  • 620917 2022-001
    Significant Deficiency Repeat
  • 620918 2022-002
    Significant Deficiency Repeat
  • 620919 2022-004
    Significant Deficiency
  • 620920 2022-001
    Significant Deficiency Repeat
  • 620921 2022-002
    Significant Deficiency Repeat
  • 620922 2022-004
    Significant Deficiency
  • 620923 2022-001
    Significant Deficiency Repeat
  • 620924 2022-001
    Significant Deficiency Repeat
  • 620925 2022-002
    Significant Deficiency Repeat
  • 620926 2022-003
    Significant Deficiency
  • 620927 2022-004
    Significant Deficiency
  • 620928 2022-001
    Significant Deficiency Repeat
  • 620929 2022-002
    Significant Deficiency Repeat
  • 620930 2022-004
    Significant Deficiency
  • 620931 2022-001
    Significant Deficiency Repeat
  • 620932 2022-002
    Significant Deficiency Repeat
  • 620933 2022-004
    Significant Deficiency
  • 620934 2022-001
    Significant Deficiency Repeat
  • 620935 2022-002
    Significant Deficiency Repeat
  • 620936 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $7.87M
84.063 Federal Pell Grant Program $4.63M
84.425 Covid-19 Higher Education Emergency Relief Fund - Student Aid Portion $4.48M
84.425 Covid-19 Higher Education Emergency Relief Fund - Institutional Portion $2.48M
84.149 College Assistance Migrant Program $330,289
93.364 Nursing Student Loans $298,470
84.044 Trio - Talent Search $196,524
11.307 Economic Adjustment Assistance $188,766
84.048 Career and Technical Education - Basic Grants to States $179,133
84.038 Federal Perkins Loan Program $154,878
93.323 Wastewater Testing $100,393
93.658 Foster Care - Title IV-E $93,418
84.007 Federal Supplemental Educational Opportunity Grants $88,861
84.033 Federal Work Study Program $84,429
84.425 Covid-19 Higher Education Emergency Relief Fund - Sip $81,420
17.268 Closing the Skills Gap $75,277
93.575 Child Care and Development Block Grant - Idaho Child Care Emergency Grant $62,887
93.859 Biomedical Research and Research Training $58,054
84.335 Childcare Access Means Parents in School $57,333
93.575 Child Care and Development Block Grant-Child Care Wage Enhancement Grant $32,184
84.002 Adult Education - Basic Grants to States $21,273
59.037 Small Business Development Centers $21,269
10.351 Usda Rdgb-Cnc Lab Tooling $15,110
84.379 Teacher Education Assistance for College and Higher Education Grants $13,202
84.425 Covid-19 Governor's Emergency Education Relief (geer) Fund $12,619
45.025 Promotion of the Arts Partnership Agreements $10,526
84.048 Career and Technical Education-Basic Grants to States $9,842
45.129 Promotion of the Humanities - Federal/state Partnership $2,099