Finding 620088 (2022-002)

Material Weakness
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-03-27
Audit: 50179
Auditor: Apiro LLP

AI Summary

  • Core Issue: Tenant files for the Public Housing Program are missing critical documentation, leading to non-compliance with HUD requirements.
  • Impacted Requirements: Missing forms include Lead-Based Paint Disclosure, Community Service Requirements, HUD 9886 Authorization, and third-party income verification.
  • Recommended Follow-Up: Strengthen controls over tenant file documentation processes to ensure compliance and prevent future omissions.

Finding Text

Finding 2022-002 ? Tenant File Documentation Maintenance (Material Weakness, Noncompliance) Public Housing Program ? CFDA No. 14.850a; Grant period ? fiscal year ended September 30, 2022 Criteria The Public Housing Occupancy Guidebook and other HUD PIH Notices and Handbooks provide requirements and guidance for which the Public Housing Program is to be administered and operated under with respect to tenant eligibility and reexaminations. Condition and Perspective During audit fieldwork, forty Public Housing Program tenant files were requested for review for compliance with Program eligibility and reexamination requirements. The following omissions were noted from the review: 1) Five files were missing Lead-Based Paint Disclosure Forms 2) Five files were missing Community Service Requirements Forms 3) One file was missing a signed HUD 9886 Authorization for Release of Information Form 4) One file was missing a third-party verification of income Cause Failure to execute controls over tenant file documentation requirements. Effect Non-compliance with tenant file documentation requirements. Questioned Costs ? None noted Recommendation We recommend that the Authority implement and execute strengthened controls over tenant file documentation maintenance processes and procedures. Reply The Authority will implement and execute strengthened controls over tenant file documentation maintenance processes and procedures. Erial Branch, Executive Director, has assumed the responsibility of executing strengthened controls over tenant file documentation maintenance as of April 30, 2023.

Categories

HUD Housing Programs Eligibility Material Weakness

Other Findings in this Audit

  • 43646 2022-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.135 Mortgage Insurance_rental and Cooperative Housing for Moderate Income Families and Elderly, Market Interest Rate $3.31M
14.850 Public and Indian Housing $928,959
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $312,726
14.872 Public Housing Capital Fund $64,985
14.871 Section 8 Housing Choice Vouchers $38,954