Finding 619316 (2022-004)

Significant Deficiency
Requirement
B
Questioned Costs
-
Year
2022
Accepted
2023-05-08
Audit: 48560
Auditor: Abdo LLP

AI Summary

  • Core Issue: Payroll costs were incorrectly allocated using a prior month's Payroll Activity Report instead of the current month’s report.
  • Impacted Requirements: This finding violates the Uniform Guidance, which mandates that payroll allocations to grants must be based on current Payroll Activity Reports.
  • Recommended Follow-Up: Implement a review process where someone other than the preparer checks the personnel allocation reports before finalizing payroll costs for grants.

Finding Text

Condition: Violence Free Minnesota allocated payroll costs based on Payroll Activity Reports (PAR) for the current month. One instance was found in which payroll costs were based on an allocation from a prior month PAR. This occurred for one individual in the month. Criteria: The Uniform Guidance requires that payroll allocated to grants is based on PAR. Context: Finding affects major program transactions of which the PAR was utilized. The contracted accountant has been improving the payroll allocation process to be simpler and more consistent. The process may still be prone to error based on the manual nature of the control design. Cause: Staff did not update allocation based upon current month PAR. One PAR was missed when updating current month values. The discrepancy was not detected or prevented by the implemented internal controls. Effect: Potential over-allocation of payroll costs to the grant. Recommendation: We recommend that the personnel allocation reports and summary of payroll allocation of costs be reviewed by someone other than the preparer when allocating costs to grants. Views of Responsible Officials: Violence Free Minnesota understands the complexity of the payroll allocations, and in the Fall of 2022 began transitioning to a Coalition Manager software to help staff allocate their time across the appropriate grants. Coalition Manager software was fully implemented in February of 2023 for all staff. Accounting staff have already implemented a review process of all payroll cost allocations.

Categories

Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Other Findings in this Audit

  • 42870 2022-005
    Significant Deficiency Repeat
  • 42871 2022-001
    Significant Deficiency
  • 42872 2022-002
    Significant Deficiency
  • 42873 2022-003
    Significant Deficiency
  • 42874 2022-004
    Significant Deficiency
  • 619312 2022-005
    Significant Deficiency Repeat
  • 619313 2022-001
    Significant Deficiency
  • 619314 2022-002
    Significant Deficiency
  • 619315 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.591 Family Violence Prevention and Services/state Domestic Violence Coalitions $371,866
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $368,668
16.575 Crime Victim Assistance $161,416
16.590 Grants to Encourage Arrest Policies and Enforcement of Protection Orders Program $156,598
16.556 State Domestic Violence and Sexual Assault Coalitions $86,530
16.588 Violence Against Women Formula Grants $77,768
14.231 Emergency Solutions Grant Program $50,474
93.136 Injury Prevention and Control Research and State and Community Based Programs $21,329
16.582 Crime Victim Assistance/discretionary Grants $19,242
93.592 Family Violence Prevention and Services/discretionary $3,334
93.088 Advancing System Improvements for Key Issues in Women's Health $1,003