Finding 619313 (2022-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-05-08
Audit: 48560
Auditor: Abdo LLP

AI Summary

  • Core Issue: Yearly performance and financial reports contained incorrect information and were submitted late.
  • Impacted Requirements: Reports must have accurate details and be submitted on time as per Uniform Guidance and 45 CFR regulations.
  • Recommended Follow-Up: Remove outdated information and implement a review process to ensure accuracy in future reports.

Finding Text

Condition: The yearly performance report, the FVPSA Performance Progress Report (OMB No: 0970-0280), did not have all of the correct information (incorrect grant ID and incorrect organization name). The yearly financial report, the SF-425 (OMB No: 4040-0014), did not contain all of the correct information (incorrect signer and old organization name and address) and was submitted late, by just under 3 months. Criteria: The Uniform Guidance requires, and 45 CFR 75.341-75.342 prescribes that reports are prepared with all correct and relevant information and submitted within specified timeframes outlined in grants. Context: This appears to be an isolated issue resulting from turnover of staff responsible for compiling the data and submitting Federal reports. We reviewed both the programmatic and financial grant reports. In the period that the reports were required to be submitted, there was significant turnover in accounting and executive staff, including an interim executive director. The Organization experienced difficulty accessing the required reports from the Federal government and difficulty entering correct information in a timely manner. Cause: Executive Director and accounting staff turnover, which lead to difficulty in accessing Federal reports and the required submission information. Effect: Incorrect reports were submitted to the Federal granting agency. Recommendation: We recommend that any outdated information in the reports be removed in future reports. We also recommend that a separate individual review all fields and numbers, making sure that they are consistent with internal information and data. Views of Responsible Officials: Violence Free management has recently learned that federal entities still have the organization name listed as Minnesota Coalition of Battered Women in the PMS system, which has caused major delays with getting new staff and accountants? proper access to the grant systems. This has contributed to the delays with federal report filings. Management is currently working to get the Organization's name updated and also ensuring all data entered is verified by a second individual.

Categories

Reporting

Other Findings in this Audit

  • 42870 2022-005
    Significant Deficiency Repeat
  • 42871 2022-001
    Significant Deficiency
  • 42872 2022-002
    Significant Deficiency
  • 42873 2022-003
    Significant Deficiency
  • 42874 2022-004
    Significant Deficiency
  • 619312 2022-005
    Significant Deficiency Repeat
  • 619314 2022-002
    Significant Deficiency
  • 619315 2022-003
    Significant Deficiency
  • 619316 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.591 Family Violence Prevention and Services/state Domestic Violence Coalitions $371,866
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $368,668
16.575 Crime Victim Assistance $161,416
16.590 Grants to Encourage Arrest Policies and Enforcement of Protection Orders Program $156,598
16.556 State Domestic Violence and Sexual Assault Coalitions $86,530
16.588 Violence Against Women Formula Grants $77,768
14.231 Emergency Solutions Grant Program $50,474
93.136 Injury Prevention and Control Research and State and Community Based Programs $21,329
16.582 Crime Victim Assistance/discretionary Grants $19,242
93.592 Family Violence Prevention and Services/discretionary $3,334
93.088 Advancing System Improvements for Key Issues in Women's Health $1,003