Finding 619033 (2022-003)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-03-20
Audit: 38194

AI Summary

  • Core Issue: The College inaccurately reported student enrollment statuses, leading to discrepancies in Title IV loan records.
  • Impacted Requirements: Non-compliance with Title IV regulations regarding timely and accurate enrollment reporting to the U.S. Department of Education.
  • Recommended Follow-Up: Review and enhance reporting policies to ensure timely compliance with Title IV regulations and accurate data submission.

Finding Text

Finding 2022-003: Significant Deficiency - Enrollment Reporting Program: Student Financial Assistance Cluster Assistance Listing Number: 84.063 and 84.268 Federal Agency: U.S. Department of Education Federal Award Identification Number: P063P21186 and P268K221186 Federal Award Year: June 30, 2022 Repeat of prior year finding 2021-002 Criteria: Title IV regulations (34 CFR 685.309(b)) require that upon receipt of an enrollment report from the Secretary, institutions must update all information included in the report and return the report to the Secretary: (i) in the manner and format prescribed by the Secretary; and (ii) within the timeframe prescribed by the Secretary. Unless it expects to submit its next updated enrollment report to the Secretary within the next 60 days, an institution must notify the Secretary within 30 days after the date the institution discovers that: (i) a loan under Title IV of the Act was made to or on behalf of a student who was enrolled or accepted for enrollment at the institution, and the student has ceased to be enrolled on at least a half-time basis or failed to enroll on at least a half-time basis for the period for which the loan was intended; or (ii) a student who is enrolled at the institution and who received a loan under Title IV of the Act has changed his or her permanent address. Condition/Context: Of 25 students tested, the status date for one student selected was not reported accurately on the campus level reporting in National Student Loan Data System (NSLDS). The College used the degree conferral date of August 20, 2021 rather than the end of the term/last date of attendance of July 4, 2021 that was used for reporting program level information for this student, and consistent with how other students were reported. Additionally, for two students, reporting at the program level was late, not within 30 days or included in a response to a roster file or within 60 days. The students were reported as graduated effective August 20, 2021 with the earliest certification date of October 31, 2021 at the campus level and December 3, 2021 at the program level. The sample was not a statistically valid sample. Cause: The College noted the reporting was completed timely to the servicer National Student Clearinghouse (NSC) however was not reflected in NSLDS. Effect: The accuracy of Title IV student loan records depends heavily on the accuracy of the enrollment information reported by schools. If an Institution does not review, update, and verify student enrollment statuses, effective dates of the enrollment status, and the anticipated completion dates, then the Title IV student loan records will be inaccurate. Questioned costs: Not applicable Recommendation: It is recommended that the College review policies and procedures in place to resolve reporting issues in a timely manner to facilitate compliance with Title IV regulations. Management?s Response: Management acknowledges the finding. In order to ensure compliance in 2022-2023, the Office of the Registrar has increased degree reporting frequency to National Student Clearinghouse (NSC), so as to meet the 60 day file requirement in NSLDS. It has also have gained access to the National Student Loan Data System to monitor alignment with information submitted by the College to NSC.

Categories

Student Financial Aid Matching / Level of Effort / Earmarking Reporting Significant Deficiency

Other Findings in this Audit

  • 42590 2022-001
    Significant Deficiency Repeat
  • 42591 2022-003
    Significant Deficiency Repeat
  • 42592 2022-006
    Significant Deficiency
  • 42593 2022-001
    Significant Deficiency Repeat
  • 42594 2022-006
    Significant Deficiency
  • 42595 2022-001
    Significant Deficiency Repeat
  • 42596 2022-006
    Significant Deficiency
  • 42597 2022-001
    Significant Deficiency Repeat
  • 42598 2022-006
    Significant Deficiency
  • 42599 2022-005
    Significant Deficiency
  • 42600 2022-006
    Significant Deficiency
  • 42601 2022-005
    Significant Deficiency
  • 42602 2022-006
    Significant Deficiency
  • 42603 2022-005
    Significant Deficiency
  • 42604 2022-006
    Significant Deficiency
  • 42605 2022-001
    Significant Deficiency Repeat
  • 42606 2022-002
    Significant Deficiency
  • 42607 2022-003
    Significant Deficiency Repeat
  • 42608 2022-004
    Significant Deficiency Repeat
  • 42609 2022-006
    Significant Deficiency
  • 619032 2022-001
    Significant Deficiency Repeat
  • 619034 2022-006
    Significant Deficiency
  • 619035 2022-001
    Significant Deficiency Repeat
  • 619036 2022-006
    Significant Deficiency
  • 619037 2022-001
    Significant Deficiency Repeat
  • 619038 2022-006
    Significant Deficiency
  • 619039 2022-001
    Significant Deficiency Repeat
  • 619040 2022-006
    Significant Deficiency
  • 619041 2022-005
    Significant Deficiency
  • 619042 2022-006
    Significant Deficiency
  • 619043 2022-005
    Significant Deficiency
  • 619044 2022-006
    Significant Deficiency
  • 619045 2022-005
    Significant Deficiency
  • 619046 2022-006
    Significant Deficiency
  • 619047 2022-001
    Significant Deficiency Repeat
  • 619048 2022-002
    Significant Deficiency
  • 619049 2022-003
    Significant Deficiency Repeat
  • 619050 2022-004
    Significant Deficiency Repeat
  • 619051 2022-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $26.03M
84.063 Federal Pell Grant Program $2.45M
84.038 Federal Perkins Loan Program $1.38M
84.425 Education Stabilization Fund $711,111
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $525,446
47.074 Biological Sciences $522,585
84.033 Federal Work-Study Program $319,640
84.031 Higher Education_institutional Aid $223,488
84.042 Trio_student Support Services $220,781
47.076 Education and Human Resources $218,771
84.007 Federal Supplemental Educational Opportunity Grants $162,483
84.411 Investing in Innovation (i3) Fund $117,090
94.006 Americorps $108,360
94.013 Volunteers in Service to America $50,000
93.866 Aging Research $21,130
45.130 Promotion of the Humanities_challenge Grants $20,313
43.003 Exploration $15,456