Finding 618978 (2022-001)

Significant Deficiency
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2023-03-13

AI Summary

  • Core Issue: The Cooperative failed to fund the general operating reserve at the required 3% of member charges.
  • Impacted Requirements: This non-compliance violates HUD regulations regarding reserve fund maintenance.
  • Recommended Follow-Up: Ensure the Cooperative completes the necessary transfer to the reserve to maintain compliance.

Finding Text

Finding 2022-001 Criteria: The establishment and maintenance of a general operating reserve fund is a program requirement applicable to cooperative housing insured by HUD. Monthly payments of not less than 3% of the monthly charges to members are required. Upon accrual of an amount equal to 15% of the current annual charges to members, the rate may be reduced from 3% to 2% provided the total of the operating reserve does not fall below 15% of annual charges. Upon the operating reserve reaching 25% of the annual charges, payments into the reserve may be discontinued so long as the 25% level is maintained. If the level falls below 25%, monthly deposits of 3% of monthly charges shall commence until the 25% level is restored. Condition: The Cooperative did not adequately fund the general operating reserve at 3% of the member carrying charges. Questioned Costs: None. Context: The Cooperative did not adequately fund the general operating reserve. Effect: The Cooperative is out of compliance with the HUD regulatory agreement. Cause: The Cooperative?s deposits into the general operating reserve did not meet the 3% of the member carrying charges. Repeat Finding: N/A. Recommendation: We recommend that the Cooperative immediately transfer into the general operating reserve the amount needed to come back into compliance. Current Status: Resolved, the Cooperative made the transfer into the general operating reserve after year-end. Action Taken: The Cooperative will make the transfer. Views of Responsible Officials and Planned Corrective Actions: The Cooperative agrees with this finding and will adhere to the corrective action plan on page 27 in this audit report.

Categories

HUD Housing Programs

Other Findings in this Audit

  • 42536 2022-001
    Significant Deficiency
  • 42537 2022-002
    Significant Deficiency
  • 618979 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.126 Mortgage Insurance_cooperative Projects $11.15M