Finding 618032 (2022-001)

Significant Deficiency Repeat Finding
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-03-28

AI Summary

  • Core Issue: The District has not updated its policies and procedures to meet Uniform Guidance requirements, risking noncompliance with federal regulations.
  • Impacted Requirements: Internal controls over federal awards are weakened due to outdated documentation on procurement, cost allocation, payroll, cash management, and safeguarding personal information.
  • Recommended Follow-Up: The District should promptly review and update its policies and procedures to ensure compliance with Uniform Guidance, with oversight from the Assistant Superintendent for Business.

Finding Text

2022-001. Procurement United States Department of Education, passed through New York State Department of Education Title I Grants to Local Educational Agencies ALN: 84.010 Special Education Cluster Special Education Grants to States ALN: 84.027A Special Education Preschool Grants ALN: 84.173A Education Stabilization Fund COVID-19: Governor?s Emergency Education relief (GEER) Fund ALN: 84.425C COVID-19: Elementary and Secondary School Emergency Relief (ESSER) Fund ALN: 84.425D COVID-19: American Rescue Plan ? Elementary and Secondary School Emergency Relief (ARP ESSER) Fund ALN: 84.425U COVID-19: American Rescue Plan ? Elementary and Secondary School Emergency Relief - Homeless Children and Youth ALN: 84.425W United States Department of Agriculture, passed through New York State Department of Education Child Nutrition Cluster COVID-19: School Breakfast Program (SSO) ALN: 10.553 National School Lunch Program ALN: 10.555 COVID-19: National School Lunch Program ALN: 10.555 COVID-19: Summer Food Service Program for Children ALN: 10.559 Criteria: 2 CFR ?200.303 of the Uniform Guidance requires non-federal entities receiving federal awards to establish and maintain internal control over the federal award that provides reasonable assurance that the non-federal entity is managing the federal award in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Under the Uniform Guidance, federal awards recipients must maintain written documentation of internal control policies and procedures, such as procurement policies that adhere to state and local law, as well as federal regulations and statutes; procedures for documenting how costs are to be allocated to federal awards, documenting actual time and effort for payroll costs charged to federal awards; cash management procedures to minimize the time elapsed between the receipts and disbursements of federal funds; and how to safeguard personally identifiable information. Condition: The District has not updated its existing policies and written procedures to conform to Uniform Guidance requirements. Cause: Staffing constraints have limited the District?s ability to perform a timely review of its existing policies and written procedures. Effect: Having insufficient or non-compliant written policies and procedures weaken internal controls over the federal awards received, increasing the risk of noncompliance with federal statutes and regulations. Questioned Costs: None reported. Identification of a Repeat Finding: This is a repeat finding from the previous audit referenced 2021-001. Recommendation: The District must review its existing written policies and procedures and update them as needed in order to comply with requirements of Uniform Guidance. Views of Responsible Officials of Auditee: The District?s Assistant Superintendent for Business will work on updating all policies and procedures relating to US Office of Management and Budget Uniform Guidance to ensure policies are in compliance with these guidelines.

Categories

School Nutrition Programs Procurement, Suspension & Debarment Cash Management Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 41583 2022-001
    Significant Deficiency Repeat
  • 41584 2022-001
    Significant Deficiency Repeat
  • 41585 2022-001
    Significant Deficiency Repeat
  • 41586 2022-001
    Significant Deficiency Repeat
  • 41587 2022-001
    Significant Deficiency Repeat
  • 41588 2022-001
    Significant Deficiency Repeat
  • 41589 2022-002
    Significant Deficiency
  • 41590 2022-001
    Significant Deficiency Repeat
  • 41591 2022-002
    Significant Deficiency
  • 41592 2022-001
    Significant Deficiency Repeat
  • 41593 2022-002
    Significant Deficiency
  • 41594 2022-001
    Significant Deficiency Repeat
  • 41595 2022-002
    Significant Deficiency
  • 41596 2022-001
    Significant Deficiency Repeat
  • 41597 2022-003
    Significant Deficiency
  • 41598 2022-001
    Significant Deficiency Repeat
  • 41599 2022-003
    Significant Deficiency
  • 41600 2022-001
    Significant Deficiency Repeat
  • 41601 2022-003
    Significant Deficiency
  • 41602 2022-001
    Significant Deficiency Repeat
  • 41603 2022-003
    Significant Deficiency
  • 41604 2022-001
    Significant Deficiency Repeat
  • 41605 2022-003
    Significant Deficiency
  • 618025 2022-001
    Significant Deficiency Repeat
  • 618026 2022-001
    Significant Deficiency Repeat
  • 618027 2022-001
    Significant Deficiency Repeat
  • 618028 2022-001
    Significant Deficiency Repeat
  • 618029 2022-001
    Significant Deficiency Repeat
  • 618030 2022-001
    Significant Deficiency Repeat
  • 618031 2022-002
    Significant Deficiency
  • 618033 2022-002
    Significant Deficiency
  • 618034 2022-001
    Significant Deficiency Repeat
  • 618035 2022-002
    Significant Deficiency
  • 618036 2022-001
    Significant Deficiency Repeat
  • 618037 2022-002
    Significant Deficiency
  • 618038 2022-001
    Significant Deficiency Repeat
  • 618039 2022-003
    Significant Deficiency
  • 618040 2022-001
    Significant Deficiency Repeat
  • 618041 2022-003
    Significant Deficiency
  • 618042 2022-001
    Significant Deficiency Repeat
  • 618043 2022-003
    Significant Deficiency
  • 618044 2022-001
    Significant Deficiency Repeat
  • 618045 2022-003
    Significant Deficiency
  • 618046 2022-001
    Significant Deficiency Repeat
  • 618047 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.559 Covid-19: Summer Food Service Program for Children (sfsp) $6.21M
84.027 Special Education Grants to States $1.26M
10.555 Covid-19: National School Lunch Program (sso) $1.07M
84.010 Title I Grants to Local Educational Agencies $846,623
10.553 Covid-19: School Breakfast Program (sso) $406,207
84.367 Supporting Effective Instruction State Grants $145,442
84.365 English Language Acquisition State Grants $142,037
10.555 National School Lunch Program $98,358
84.196 Education for Homeless Children and Youth $55,000
84.424 Student Support and Academic Enrichment Program $41,319
84.173 Special Education Preschool Grants $17,807
84.425 Covid-19: Education Stabilization Fund $5,026
10.649 Covid-19: State Pandemic Electronic Benefit Transfer (p-Ebt) Administrative Cost Grants $3,005
10.555 Covid-19: National School Lunch Program (emergency Operational Costs Reimbursement) $2,877