Finding 41595 (2022-002)

Significant Deficiency
Requirement
B
Questioned Costs
-
Year
2022
Accepted
2023-03-28

AI Summary

  • Core Issue: Some expenditures charged to federal grants lacked evidence of review and approval by a grant administrator.
  • Impacted Requirements: Compliance with 2 CFR §200.400, which mandates adequate documentation for costs charged to federal awards.
  • Recommended Follow-Up: Establish procedures to ensure all federal grant expenditures are reviewed and approved by the appropriate administrator before payment.

Finding Text

2022-002. Allowable Costs/Cost Principles United States Department of Education, passed through New York State Department of Education Title I Grants to Local Educational Agencies ALN: 84.010 Special Education Cluster Special Education Grants to States ALN: 84.027A Special Education Preschool Grants ALN: 84.173A Criteria: 2 CFR ?200.400 of the Uniform Guidance issued by the U.S. Office of Management and Budget requires management to have adequate documentation to support costs charged to federal awards. In consideration of this, the District is required to make purchases using federal funds that comply with program guidelines established by federal and state agencies, and all purchases made using federal funds should be reviewed and approved by an administrator familiar with those program guidelines. Condition: Based on our sample testing of the expenditures charged to the Special Education Cluster and the Title I Grants to Local Educational Agencies, we noted that some expenditures did not show evidence of a grant administrator?s review and approval. Cause: The District did not have a consistent process in place to ensure that all expenditures charged to the federal programs were reviewed and approved by the appropriate administrator prior to payment. Effect: This could result in the District potentially submitting unallowable expenditures for reimbursement. Questioned Costs: None reported. Context: Total population size of purchase expenditures for the Special Education Cluster was 63. The audit sample size was 10% of the population, which totaled 6 samples that were haphazardly selected for audit testing. The finding was identified in 2 of the 6 samples selected. Total population size of purchase expenditures for the Title I grants to Local Educational Agencies was 11. Audit sample size was 10% of the population, which totaled 2 samples that were haphazardly selected for audit testing. The finding was identified in the 2 samples selected. Recommendation: The District should implement procedures whereby all expenditures charged to federal grant programs show documented evidence of review and approval for payment by the appropriate grant administrator responsible for the oversight of that grants. Views of Responsible Officials of Auditee: Management agrees with the finding. The District?s Assistant Superintendent for Business has begun implementing procedures to ensure all expenditures charged to federal programs show evidence of review and approval of an appropriate grant administrator responsible for the oversight of these grants.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 41583 2022-001
    Significant Deficiency Repeat
  • 41584 2022-001
    Significant Deficiency Repeat
  • 41585 2022-001
    Significant Deficiency Repeat
  • 41586 2022-001
    Significant Deficiency Repeat
  • 41587 2022-001
    Significant Deficiency Repeat
  • 41588 2022-001
    Significant Deficiency Repeat
  • 41589 2022-002
    Significant Deficiency
  • 41590 2022-001
    Significant Deficiency Repeat
  • 41591 2022-002
    Significant Deficiency
  • 41592 2022-001
    Significant Deficiency Repeat
  • 41593 2022-002
    Significant Deficiency
  • 41594 2022-001
    Significant Deficiency Repeat
  • 41596 2022-001
    Significant Deficiency Repeat
  • 41597 2022-003
    Significant Deficiency
  • 41598 2022-001
    Significant Deficiency Repeat
  • 41599 2022-003
    Significant Deficiency
  • 41600 2022-001
    Significant Deficiency Repeat
  • 41601 2022-003
    Significant Deficiency
  • 41602 2022-001
    Significant Deficiency Repeat
  • 41603 2022-003
    Significant Deficiency
  • 41604 2022-001
    Significant Deficiency Repeat
  • 41605 2022-003
    Significant Deficiency
  • 618025 2022-001
    Significant Deficiency Repeat
  • 618026 2022-001
    Significant Deficiency Repeat
  • 618027 2022-001
    Significant Deficiency Repeat
  • 618028 2022-001
    Significant Deficiency Repeat
  • 618029 2022-001
    Significant Deficiency Repeat
  • 618030 2022-001
    Significant Deficiency Repeat
  • 618031 2022-002
    Significant Deficiency
  • 618032 2022-001
    Significant Deficiency Repeat
  • 618033 2022-002
    Significant Deficiency
  • 618034 2022-001
    Significant Deficiency Repeat
  • 618035 2022-002
    Significant Deficiency
  • 618036 2022-001
    Significant Deficiency Repeat
  • 618037 2022-002
    Significant Deficiency
  • 618038 2022-001
    Significant Deficiency Repeat
  • 618039 2022-003
    Significant Deficiency
  • 618040 2022-001
    Significant Deficiency Repeat
  • 618041 2022-003
    Significant Deficiency
  • 618042 2022-001
    Significant Deficiency Repeat
  • 618043 2022-003
    Significant Deficiency
  • 618044 2022-001
    Significant Deficiency Repeat
  • 618045 2022-003
    Significant Deficiency
  • 618046 2022-001
    Significant Deficiency Repeat
  • 618047 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.559 Covid-19: Summer Food Service Program for Children (sfsp) $6.21M
84.027 Special Education Grants to States $1.26M
10.555 Covid-19: National School Lunch Program (sso) $1.07M
84.010 Title I Grants to Local Educational Agencies $846,623
10.553 Covid-19: School Breakfast Program (sso) $406,207
84.367 Supporting Effective Instruction State Grants $145,442
84.365 English Language Acquisition State Grants $142,037
10.555 National School Lunch Program $98,358
84.196 Education for Homeless Children and Youth $55,000
84.424 Student Support and Academic Enrichment Program $41,319
84.173 Special Education Preschool Grants $17,807
84.425 Covid-19: Education Stabilization Fund $5,026
10.649 Covid-19: State Pandemic Electronic Benefit Transfer (p-Ebt) Administrative Cost Grants $3,005
10.555 Covid-19: National School Lunch Program (emergency Operational Costs Reimbursement) $2,877