Finding 614516 (2022-001)

Significant Deficiency
Requirement
N
Questioned Costs
$1
Year
2022
Accepted
2023-02-22
Audit: 29683
Organization: School District of Milton (WI)

AI Summary

  • Core Issue: The District failed to include a prevailing wage clause in a construction contract funded by the Education Stabilization Fund, leading to non-compliance with federal wage rate requirements.
  • Impacted Requirements: The absence of certified payrolls and compliance documentation resulted in questioned costs of $424,000 for the project.
  • Recommended Follow-Up: Implement controls to ensure compliance with wage rate requirements and verify if the contractor paid prevailing wages for the project costs reimbursed by the grant.

Finding Text

Finding #2022-001: #84.425U COVID-19 ? Education Stabilization Fund ? ESSER III Federal Grantor: U.S. Department of Education Pass-through Award Number: 2022-533612-DPI-ESSERFIII-165 Pass-through Entity: Wisconsin Department of Public Instruction Criteria: Wage rate requirements apply to the Education Stabilization Fund when laborers and mechanics employed by contractors or subcontractors work on construction contracts more than $2,000. Laborers must be paid wages not less than those established for the locality of the project (prevailing wage rates) by the Department of Labor (DOL). Nonfederal entities shall include in their contracts subject to wage rate requirements a provision that the contractor or subcontractor comply with those requirements and the DOL regulations. This includes a requirement for the contractor or subcontractor to submit to the District weekly payrolls and a statement of compliance (certified payrolls). Condition: There was one Education Stabilization Fund construction project performed by a subcontractor. Grant expenditures for the project paid by Education Stabilization Fund totaled $424,000. There was not a prevailing wage clause in the contract and certified payrolls were not received. Cause: The District was not aware that wage rate requirements applied to the construction project until after it was completed. Effect: A reimbursement request was made for expenditures that did not comply with wage rate requirements. Questioned Costs: $424,000. Recommendation: Establish controls to comply with wage rate requirements related to the Education Stabilization Fund. Consider determining if the contractor performing the project in 2021-2022 paid prevailing wage rates for costs reimbursed by the grant. Response: At the time that we committed to doing this project, we informed our referendum construction manager that we would be using federal funds to pay for this additional work. With us informing them of that, we assumed that all required paperwork would be completed to comply with the Davis-Bacon Act. Unfortunately, we thought this was sufficient notification for them to support us with compliance. In our follow-up communications with our primary HV AC subcontractor we learned at the time when referendum work was contracted in 2019, they were paying prevailing wage. We worked with legal counsel to develop a contract that is compliant with the Davis-Bacon Requirements. To make sure the paperwork is in place copies of such contracts will be sent to the business office before work commences as well as the compliance documentation when work is complete. We are also conducting a review of our written procedures to be completed by June 30, 2023.

Categories

Questioned Costs Subrecipient Monitoring Cash Management Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 38074 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.555 National School Lunch Program $1.15M
84.425 Education Stabilization Fund $978,841
84.010 Title I Grants to Local Educational Agencies $259,250
10.553 School Breakfast Program $226,544
93.778 Medical Assistance Program $222,730
84.367 Improving Teacher Quality State Grants $47,192
84.048 Career and Technical Education -- Basic Grants to States $22,786
84.027 Special Education_grants to States $21,149
84.424 Student Support and Academic Enrichment Program $14,710
84.173 Special Education_preschool Grants $10,218
84.365 English Language Acquisition State Grants $3,292