Finding 611631 (2022-003)

Material Weakness
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-06-05

AI Summary

  • Core Issue: Seven monthly deposits to the replacement reserve were missed, violating HUD requirements.
  • Impacted Requirements: Monthly deposits must be made to a federally insured interest-bearing account, with all earnings added to the reserve.
  • Recommended Follow-Up: Implement procedures to ensure timely deposits to the replacement reserve each month.

Finding Text

Finding 2022-003 - Required Monthly Deposits to the Replacement Reserve - Significant Deficiency Assistance Listing Number: 14.181 Federal Agency: U.S. Department of Housing and Urban Development Federal Award Number: Not applicable Federal Award Year: July 1, 2021 - June 30, 2022 Pass-Through Entity: Not applicable Criteria: The Corporation shall establish and maintain a replacement reserve to aid in funding extraordinary maintenance and repair and replacement of capital items. The replacement reserve funds must be deposited in a federally insured depository in an interest-bearing account. All earnings including interest on the reserve must be added to the reserve. An amount as required by HUD will be deposited monthly in the reserve fund (Regulatory Agreement, item 5 (a)). All disbursements from the reserve must be approved by HUD (24 CFR section 891.405). Questioned Cost: None reported Condition/Context: There were seven months where required deposits were missed. Our sample included all 12 months of required deposits and therefore, the entire population was subject to testing. Effect: Seven months of deposits were missed to the reserve for replacement account. Cause: Lack of management oversight due to turnover and delay in rental revenue. Recommendation: The Corporation should have procedures in place to ensure all required monthly deposits are made.

Categories

HUD Housing Programs Subrecipient Monitoring Significant Deficiency

Other Findings in this Audit

  • 35186 2022-002
    Material Weakness Repeat
  • 35187 2022-003
    Material Weakness
  • 35188 2022-002
    Material Weakness Repeat
  • 35189 2022-003
    Material Weakness
  • 611628 2022-002
    Material Weakness Repeat
  • 611629 2022-003
    Material Weakness
  • 611630 2022-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.181 Supportive Housing for Persons with Disabilities-Section 811-Capital Advance $1.84M
14.239 Home Investment Partnerships Program $270,000
14.181 Section 811 Project Rental Assistance Contract $143,419