Finding 611628 (2022-002)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-06-05

AI Summary

  • Core Issue: Tenant eligibility recertifications were not completed on time, leading to insufficient documentation and delays in contract renewals.
  • Impacted Requirements: Annual income reexaminations and proper documentation for tenant move-outs were not followed, violating HUD regulations.
  • Recommended Follow-Up: Implement procedures for timely recertifications, document extenuating circumstances, and ensure move-out inspections and deposit returns are managed properly.

Finding Text

Finding 2022-002 - Tenant Eligibility - Material Weakness Repeat of prior year finding 2021-002 Assistance Listing Number: 14.181 Federal Agency: U.S. Department of Housing and Urban Development Federal Award Number: Not applicable Federal Award Year: July 1, 2021 - June 30, 2022 Pass-Through Entity: Not applicable Criteria: The Corporation is responsible for annually reexamining incomes of households occupying assisted units and make appropriate adjustments to the tenant payment and the project rental assistance payment (24 CFR section 891.410). Assistance applicants shall submit signed consent forms upon initial application and at reexamination (24 CFR section 5.230). Questioned Cost: None reported Condition/Context: We identified a lack of timeliness of completion and review of tenant files for eligibility requirements. Two of two tenant files reviewed had no recertification completed during the year and no extenuating circumstances documented as to why. In addition, one of two files was missing proper move-out documentation of the inspection and no return of the security deposit. Our population included all tenants. Our sample included two tenant files. This was not a statistically valid sample. Effect: Insufficient documentation of tenant eligibility and late recertifications. Similar issues over tenant recertification have caused delays in obtaining renewal of the Corporation?s PRAC contract. As a result of not renewing the PRAC contract timely there were operating cash flow deficiencies resulting in significant growth in related party balances due to the parent entity and unpaid subsidies at June 30, 2022. Cause: Lack of management oversight due to turnover. Recommendation: The Corporation should have procedures in place to ensure tenant recertifications are completed timely and extenuating circumstances formally documented in the TRACS system and on HUD form 50059. Management should ensure move-out inspections are completed and tenant deposits are returned timely or documented as to why they are maintained.

Categories

HUD Housing Programs Subrecipient Monitoring Eligibility Material Weakness

Other Findings in this Audit

  • 35186 2022-002
    Material Weakness Repeat
  • 35187 2022-003
    Material Weakness
  • 35188 2022-002
    Material Weakness Repeat
  • 35189 2022-003
    Material Weakness
  • 611629 2022-003
    Material Weakness
  • 611630 2022-002
    Material Weakness Repeat
  • 611631 2022-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.181 Supportive Housing for Persons with Disabilities-Section 811-Capital Advance $1.84M
14.239 Home Investment Partnerships Program $270,000
14.181 Section 811 Project Rental Assistance Contract $143,419