Finding 610931 (2022-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-02-22

AI Summary

  • Core Issue: The June 30, 2022 report included $863 in expenditures that were already reported in the March 31, 2022 report, indicating a lack of proper review.
  • Impacted Requirements: The HEERF program mandates that reports be accurately prepared and reviewed, but there was no documented evidence of the Executive Assistant's review prior to submission.
  • Recommended Follow-Up: Implement and follow internal control procedures to ensure thorough preparation and review of all HEERF reports, with documented evidence starting from the March 31, 2023 report.

Finding Text

Criteria: Higher Education Emergency Relief Fund (HEERF) program requires annual and quarterly reports which are prepared by the Nurse Administrator and reviewed and submitted by the Executive Assistant. Reports disclose the total grant award and detail out expenditures based upon the report categories. Statement of Condition: Per review of the June 30, 2022 quarterly report, the detail of expenditures identified $ 863 of expenditures that were also included in the March 31, 2022 quarterly report. In addition, from review of quarterly reports, reports are noted as being prepared by the Nurse Administrator and reviewed and submitted by the Executive Assistant, however, no evidence of review is documented by the Executive Assistant prior to submission. Statement of Cause: The School did not have proper internal control procedures in place to ensure review was completed as required. Possible Asserted Effect: Reports may not be accurately completed and filed with the federal agency. Questioned Costs: None noted. Context: Reviewed all quarterly and annual reports filed for the program during the 2021-2022 year. Repeat Finding: Not a repeat finding Recommendation: The School should ensure internal control procedures are in place and procedures are being followed related to the preparation and review of quarterly and annual reports. Views of responsible officials and planned corrective actions: The HEERF quarterly expenditure reports beginning with the quarter ended September 30, 2022 will be double checked to ensure the correct amount of expenditures were reported and will be revised (if needed). Going forward, the HEERF quarterly expenditure reports will be completed properly with evidence of review documented by the Executive Assistant beginning with the quarter ending March 31, 2023.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 34489 2022-001
    Significant Deficiency
  • 34490 2022-001
    Significant Deficiency
  • 610932 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.048 Career and Technical Education -- Basic Grants to States $356,339
84.268 Federal Direct Student Loans $332,448
84.425 Covid-19 Governor's Emergency Education Relief Fund (geer Ii) $291,363
84.425 Covid-19 American Rescue Plan Act (arp Esser) 2.5% Sea Reserve Agreement $121,084
84.063 Federal Pell Grant Program $120,699
84.425 Covid-19 Higher Education Emergency Relief Fund (heerf) - Fipse $103,028
84.425 Covid-19 Higher Education Emergency Relief Fund (heerf) - Institutional Portion $75,066