Finding 608646 (2022-001)

Significant Deficiency Repeat Finding
Requirement
BCH
Questioned Costs
-
Year
2022
Accepted
2023-03-19
Audit: 27861
Organization: Northwest Compass (IL)
Auditor: Dugan& Lopatka

AI Summary

  • Core Issue: Reimbursement requests lack adequate supporting documentation, violating 2 CFR Section 200.305(b)(3).
  • Impacted Requirements: Compliance with cash management requirements under Uniform Grant Guidance is at risk, potentially leading to cash flow issues.
  • Recommended Follow-Up: Ensure reimbursement requests align with actual expenses recorded in the accounting system, including providing necessary invoices.

Finding Text

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT 2022-001 (repeat finding of 2021-002) Youth Homelessness Demonstration Program, CFDA #14.276 Condition and Criteria: According to 2 CFR Section 200.305(b)(3) all reimbursement requests should be based on supporting documentation that shows the cost was incurred before the request for payment and that the payment to vendor was made. All the cash drawdown reports did not have adequate supporting documentation for the drawdown request. Cause: The reason for the lack of support in the drawdowns is due to using budgeted or estimated grant amounts as a basis for the request instead of actual expenses. Effect: The effect is that the Organization could have either requested funds before actual expenses and not be in compliance with the cash management requirements under Uniform Grant Guidance or the Organization could be shorting themselves funds during the grant period and causing cash flow issues. Context: In reviewing all the cash drawdown requests, we could not find the supporting documentation to support the expense was incurred before the drawdown request. We also could not determine that the cash payment was made to the vendor before the Organization requested it from the vendor. Auditor?s Recommendation: We recommend that each reimbursement request agrees to what is allocated through the accounting system by grant or program for actual expenses. This will help support the request and, if needed, a method to provide the actual invoice for the expense being requested. Management response: This is now our policy. Each grant program has its own identifiable ?cost center? that both revenue and expenses are posted in our accounting system.

Categories

Cash Management

Other Findings in this Audit

  • 32204 2022-001
    Significant Deficiency Repeat
  • 32205 2022-002
    -
  • 608647 2022-002
    -

Programs in Audit

ALN Program Name Expenditures
14.231 Emergency Solutions Grant Program $484,687
14.267 Continuum of Care Program $75,616
14.218 Community Development Block Grants/entitlement Grants $63,417
14.276 Youth Homelessness Demonstration Program $32,385
21.027 Coronavirus State and Local Fiscal Recovery Funds $29,899
21.023 Emergency Rental Assistance Program $21,438
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $15,035
97.024 Emergency Food and Shelter National Board Program $4,596
10.569 Emergency Food Assistance Program (food Commodities) $791