Finding 607258 (2022-003)

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Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-05-23

AI Summary

  • Core Issue: Lack of documentation verifying vendor eligibility for federal contracts as required by 2 CFR 200.214.
  • Impacted Requirements: Non-compliance with federal regulations regarding vendor suspension and debarment checks.
  • Recommended Follow-Up: Update the procurement policy to include procedures for verifying and documenting vendor eligibility for federal projects.

Finding Text

CFDA #10.760 USDA Water and Waste Disposal Procurement, Suspension & Debarment Finding 2022-003 ? Noncompliance with Federal Code of Regulations 2 CFR 200.214 Criteria: 2 CFR 200.214 requires the non-federal entity to maintain written documentation verifying that all vendors working on federal contracts have not been suspended or debarred. Condition: The procurement package for one of two vendors selected for testing did not have documentation showing where management verified the vendor?s eligibility to work on federal contracts. Cause: Management was unaware of the specific requirements noted in 2 CFR 200.214. Effect: A vendor could have been utilized on the federally-funded project when they were not allowed to work on a federal contract. Questioned Costs: There were no questioned costs. Context: The auditor verified through sam.gov that the vendor had not been suspended or debarred. Repeat Finding: This is not a repeat finding, as this is a new federal award for 2022. Recommendation: We recommend management amend the procurement policy to include specific procedures to ensure vendors/contractors on Federal projects have not been suspended or debarred. This verification should be performed on every contractor/vendor, and said verification should be documented in writing as part of the contract procurement package. Views of Responsible Officials and Planned Corrective Action: Management agrees with the above finding and will amend the Procurement Policy to include a vetting process to avoid a selection of a contractor /vendor that has been suspended or debarred from working on Federal Contracts.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
10.766 Community Facilities Loans and Grants $7.77M
10.760 Water and Waste Disposal Systems for Rural Communities $1.35M
93.498 Provider Relief Fund $664,387
21.027 Coronavirus State and Local Fiscal Recovery Funds $80,000