Finding 601451 (2022-005)

Significant Deficiency
Requirement
ABL
Questioned Costs
-
Year
2022
Accepted
2023-01-30
Audit: 23714
Organization: Tri Valley Health System (NE)
Auditor: Eide Bailly LLP

AI Summary

  • Core Issue: The Health System made a clerical error by calculating a reimbursement rate twice, leading to potential inaccuracies in reporting.
  • Impacted Requirements: This finding violates 2 CFR 200.303(a), which mandates effective internal controls over federal awards to ensure compliance.
  • Recommended Follow-Up: Implement procedures to accurately calculate and report reimbursement reductions to prevent future errors.

Finding Text

2022-005Department of Health and Human Services Federal Assistance Listing #93.498 COVID-19 Provider Relief Fund and American Rescue Plan (ARP) Rural Distribution Applicable Federal Award Number and Year ? Period 1 TIN #476028103 Activities Allowed or Unallowed and Allowable Costs/Cost Principles and Reporting Significant Deficiency in Internal Control Over Compliance Criteria: 2 CFR 200.303(a) establishes that the auditee must establish and maintain effective internal control over the federal award that provides assurance that the entity is managing the federal award in compliance with federal statutes, regulations, and conditions of the federal award. Condition: The Health System?s Period 1 expenditures and report to HHS included an expense that was reduced for a reimbursement rate in duplicate. Cause: Due to a clerical oversight, the Health System calculated the reimbursement rate from the total expenses, but also calculated the reimbursement on an individual expense in duplicate. Effect: There is a possibility that ineligible expenditures may be claimed under the program and the report may not be accurately completed. Questioned Costs: None reported as the amount claimed was understated. Eligible expenses on the period 1 report were understated by an amount less than $25,000. Context: A nonstatistical sample of 60 expenditures were selected for testing, which accounted for $84,077 of $3,048,891 direct program expenditures. One expenditure from the sample of 60 contained an error. All expenditures? reduction for reimbursement was recomputed from the population to arrive at the known error. Key line items on the Period 1 report were tested. Repeat Finding from Prior Years: No Recommendation: We recommend the Health System implement procedures to ensure the reduction for reimbursement of expenditures are calculated and reported correctly. Views of Responsible Individuals: Management agrees with the finding.

Categories

Allowable Costs / Cost Principles Internal Control / Segregation of Duties Cash Management Eligibility Reporting Significant Deficiency

Other Findings in this Audit

  • 25008 2022-004
    Material Weakness
  • 25009 2022-005
    Significant Deficiency
  • 25010 2022-006
    Significant Deficiency
  • 601450 2022-004
    Material Weakness
  • 601452 2022-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.128 Mortgage Insurance_hospitals $14.26M
93.498 Provider Relief Fund $4.16M
20.509 Formula Grants for Rural Areas and Tribal Transit Program $163,452
93.461 Covid-19 Testing for the Uninsured $34,258
93.697 Covid-19 Testing for Rural Health Clinics $26,410
93.301 Small Rural Hospital Improvement Grant Program $11,855