Finding 599207 (2022-003)

Material Weakness
Requirement
AB
Questioned Costs
$1
Year
2022
Accepted
2023-02-28
Audit: 18380
Organization: Saint Anne Institute (NY)
Auditor: Bonadio & CO LLP

AI Summary

  • Core Issue: The Institute over-allocated payroll costs for program personnel beyond what the funding agreement allows.
  • Impacted Requirements: Compliance with funding agreement limits for payroll cost allocation was not met.
  • Recommended Follow-Up: Implement a system to monitor and control payroll cost allocations effectively.

Finding Text

Finding Number 2022-003 (Material Weakness - ASSISTANCE LISTING #93.623) Condition: The Institute allocated greater payroll costs for program personnel than had been specified in the funding agreement. Criteria: Allocated costs should not be greater than allowed under the funding agreement. Cause: Due to turnover and other priorities, the allocation of payroll costs was not properly monitored. Effect: The Institute was not in compliance with the allocation limits required within this program. Context: A sample of 25 program payroll selections totaling $15,292 was selected for audit from a population totaling $151,786 of program payroll-related costs. The test found 11 selections were not in compliance with payroll costs allocated to an extent greater than allowed in the funding agreement. The known questioned costs related to this issue totaled approximately $3,700. Recommendation: Management should implement a system and control process to ensure proper allocation of program costs. Management?s Response: Policies and procedures have been established to properly meet the recommendation.

Categories

Questioned Costs Allowable Costs / Cost Principles Material Weakness

Other Findings in this Audit

  • 22765 2022-003
    Material Weakness
  • 22766 2022-004
    Significant Deficiency Repeat
  • 599208 2022-004
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
14.231 Emergency Solutions Grant Program $240,998
93.623 Basic Center Grant $188,994
93.958 Block Grants for Community Mental Health Services $177,892
84.010 Title I Grants to Local Educational Agencies $163,399
16.543 Missing Children's Assistance $134,904
84.027 Special Education_grants to States $124,891
93.557 Education and Prevention Grants to Reduce Sexual Abuse of Runaway, Homeless and Street Youth $94,471
10.555 National School Lunch Program $81,173
10.553 School Breakfast Program $40,952
14.231 Covid-19 Emergency Solutions Grant Program $8,962
84.173 Special Education_preschool Grants $3,473