Finding 597674 (2022-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-03-28

AI Summary

  • Core Issue: The District lacks adequate controls for the Emergency Connectivity Fund Program, risking compliance with federal requirements.
  • Impacted Requirements: The District must ensure support is only sought for eligible devices for students and staff lacking access to remote learning tools.
  • Recommended Follow-Up: The District should enhance internal controls and review FCC compliance guidance to prevent future issues.

Finding Text

SIGNIFICANT DEFICIENCY IN INTERNAL CONTROL OVER COMPLIANCE ? FEDERAL COMMUNICATIONS COMMISSION ? COVID-19 ? EMERGENCY CONNECTIVITY FUND PROGRAM ? FEDERAL ALN 32.009 2022-001 Internal Control Over Compliance With Special Tests and Provisions Requirements Criteria ? 47 CFR ? 54.1711 requires that Independent School District No. 831 (the District) only seek support for eligible equipment provided to students and school staff who would otherwise lack connected devices sufficient to engage in remote learning. Condition ? During our audit, we noted the District did not have sufficient controls in place within is Emergency Connectivity Fund Program to assure compliance with federal special tests and provisions requirements. Questioned Costs ? No reportable instances of noncompliance. Context ? At the time of our audit, the District did not have documentation of deployment or use for 66 devices to support the required unmet need. This did not result in a reportable instance of noncompliance. Repeat Finding ? This is a current year finding. Cause ? This was an oversight by district personnel, due to unfamiliarity with a new federal program. Effect ? Noncompliance with the special tests and provisions requirements could be viewed as a violation of the award agreement and result in loss of funds. Recommendation ? We recommend that the District review its internal control procedures relating to special tests and provisions for the Emergency Connectivity Fund Program. The District should review the compliance guidance issued by the Federal Communications Commission to familiarize itself with federal compliance requirements specific to the Emergency Connectivity Fund Program. View of Responsible Official and Planned Corrective Actions ? The District agrees with the finding. The District intends to review its procedures relating to special tests and provisions requirements to ensure compliance in the future with any additional federal awards. The District has separately issued a Corrective Action Plan related to this finding.

Categories

Internal Control / Segregation of Duties Special Tests & Provisions Significant Deficiency Equipment & Real Property Management

Other Findings in this Audit

  • 21232 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.555 National School Lunch Program $3.63M
84.425 Education Stabilization Fund $1.76M
10.553 School Breakfast Program $932,178
32.009 Emergency Connectivity Fund Program $498,000
84.010 Title I Grants to Local Educational Agencies $306,155
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $232,795
84.027 Special Education_grants to States $229,373
93.959 Block Grants for Prevention and Treatment of Substance Abuse $185,433
93.575 Child Care and Development Block Grant $144,377
84.367 Supporting Effective Instruction State Grants $142,666
21.027 Coronavirus State and Local Fiscal Recovery Funds $79,258
84.048 Career and Technical Education -- Basic Grants to States $48,319
84.181 Special Education-Grants for Infants and Families $29,019
84.365 English Language Acquisition State Grants $23,789
84.060 Indian Education_grants to Local Educational Agencies $21,331
84.002 Adult Education - Basic Grants to States $2,300
84.173 Special Education_preschool Grants $989