Finding 597054 (2022-001)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2022-12-27

AI Summary

  • Core Issue: The Town failed to verify that vendors were not suspended or debarred before spending over $25,000 in federal grant funds.
  • Impacted Requirements: This finding highlights a significant deficiency in compliance with procurement regulations under 2 CFR §180.220.
  • Recommended Follow-Up: The Town should establish clear policies and procedures to ensure all vendor checks for suspension and debarment are conducted moving forward.

Finding Text

Finding Number: 2022-001 Repeat Finding: No Program Name/Assistance Listing Title: COVID-19 Coronavirus State and Local Fiscal Recovery Funds Assistance Listing Number: 21.027 Federal Agency: U.S. Department of Treasury Federal Award Number: N/A Pass-Through Agency: N/A Questioned Costs: N/A Type of Finding: Significant Deficiency Compliance Requirement: Procurement, Suspension and Debarment CRITERIA Non-Federal entities are prohibited from contracting with or making sub awards under covered transactions to parties that are suspended or debarred. ?Covered transactions? include those procurement contracts for goods and services awarded under a non-procurement transaction that are expected to equal or exceed $25,000 or meet certain other criteria as specified in 2 CFR ?180.220. CONDITION Verification of suspension and debarment was not performed for all vendors with whom the Town spent at least $25,000 using federal grant monies. CAUSE The Town did not have policies and procedures in place to ensure vendors were not suspended or debarred. EFFECT The Town?s system of internal controls were not designed effectively in order to prevent instances of noncompliance. However, it was determined that no vendors utilized were suspended or debarred. CONTEXT For two of three vendors reviewed with purchases in excess of $25,000 with Coronavirus State and Local Fiscal Recovery Funds monies, the Town did not document its verification of whether the vendor was suspended or debarred. The sample was not intended to be, and was not, a statistically valid sample. RECOMMENDATION The Town should implement policies and procedures to ensure compliance with Federal requirements regarding suspension and debarment. VIEWS OF RESPONSIBLE OFFICIALS See Corrective Action Plan.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 20612 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Covid-19 Coronavirus State and Local Fiscal Recovery Funds $1.41M
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $793,050
21.019 Covid-19 Coronavirus Relief Fund $411,034
16.588 Violence Against Women Formula Grants $65,092
14.239 Home Investment Partnerships Program $64,726
45.310 Grants to States $49,128
45.310 Covid-19 Grants to States $19,050
97.067 Homeland Security Grant Program $12,905
16.710 Public Safety Partnership and Community Policing Grants $7,831
16.607 Bulletproof Vest Partnership Program $6,400
10.674 Wood Utilization Assistance $2,955
20.600 State and Community Highway Safety $2,165
16.034 Covid-19 Coronavirus Emergency Supplemental Funding Program $2,036
20.616 National Priority Safety Programs $1,378