Finding 596538 (2022-002)

Significant Deficiency
Requirement
G
Questioned Costs
-
Year
2022
Accepted
2023-03-28
Audit: 19907
Organization: Oregon Tech (OR)

AI Summary

  • Core Issue: The University did not fully comply with ARPA requirements, specifically failing to conduct outreach to financial aid applicants.
  • Impacted Requirements: The University met the requirement for implementing evidence-based practices but neglected the outreach obligation outlined in section 2003(5) of ARPA.
  • Recommended Follow-Up: The University should enhance its policies to ensure all grant earmarking requirements are understood and monitored for compliance.

Finding Text

Criteria or specific requirement: Under section 2003(5) of the American Rescue Plan Act (ARPA) of 2021 (ARP) (Pub. L. 117-2) (supplemental award or grant) by the U.S. Department of Education, Recipient must use a portion of their institutional funds received under this supplemental award to (a) to implement evidence-based practices to monitor and suppress coronavirus in accordance with public health guidelines; and (b) conduct direct outreach to financial aid applicants about the opportunity to receive a financial aid adjustment due to the recent unemployment of a family member or independent student, or other circumstances, described in section 479A of the Higher Education Act of 1965, as amended (HEA) (20 USC ? 1087tt). Condition: During our testing, we noted that the University only met the earmarking requirement to implement evidence-based practices to monitor and suppress coronavirus in accordance with public health guidelines. The University did not meet the requirement to conduct direct outreach to financial aid applicants. Questioned costs: Unknown. Context: During our testing, we noted that the University was not in compliance with the ARPA Earmarking requirements. Cause: The policies and procedures of the University did not ensure that grant earmarking requirements were accurately met. Effect: Non-compliance with federal regulations could lead to funds being required to be returned or reallocated in order to meet the earmarking requirement. Repeat finding: No Recommendation: We recommend that the University understand and monitor the earmarking requirements of all grants to ensure compliance requirements are met. View of responsible official: The University agrees with the finding.

Categories

Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 20094 2022-003
    Significant Deficiency
  • 20095 2022-001
    Significant Deficiency Repeat
  • 20096 2022-002
    Significant Deficiency
  • 20097 2022-003
    Significant Deficiency
  • 596536 2022-003
    Significant Deficiency
  • 596537 2022-001
    Significant Deficiency Repeat
  • 596539 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Direct Student Loan $15.73M
84.425 Covid-19 - Higher Education Emergency Relief Fund (heerf) Institutional Portion $7.19M
84.063 Federal Pell Grant Program $4.47M
84.425 Covid-19 - Higher Education Emergency Relief Fund (heerf) Student Aid Portion $3.29M
84.038 Federal Perkins Loan $902,518
11.300 Investments for Public Works and Economic Development Facilities $724,342
84.042 Trio Student Support Services $257,220
84.007 Federal Supplemental Educational Opportunity Grants $231,394
84.033 Federal Work-Study Program $89,550
15.236 Environmental Quality and Protection $42,300
47.049 Mathematical and Physical Sciences $34,857
15.945 Cooperative Research and Training Programs ? Resources of the National Park System $25,575
47.076 Education and Human Resources $24,173
43.008 Office of Stem Engagement (ostem) $15,194
43.001 Science $8,410
10.868 Rural Energy for America Program $5,049
15.676 Youth Engagement, Education, and Employment $4,150
20.701 University Transportation Centers Program $3,610
84.425 Covid-19 - Governor's Emergency Education Relief (geer) Fund $656