Finding 59056 (2022-002)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-01-09
Audit: 50503
Organization: Rogue Community College (OR)
Auditor: Eide Bailly LLP

AI Summary

  • Core Issue: The College has a significant deficiency in internal controls for accurately reporting student enrollment information to the central processor.
  • Impacted Requirements: Compliance with 34 CFR regulations requires timely and accurate verification of student enrollment statuses.
  • Recommended Follow-up: Management should enhance control processes to ensure accurate enrollment data is submitted to the central processor.

Finding Text

2022-002 Direct Program ? U.S. Department of Education Federal Financial Assistance Listing # 84.063, 84.007, 84.268, 84.033 Student Financial Assistance Cluster Special Tests and Provisions: Enrollment Reporting Significant Deficiency in Internal Control over Compliance Criteria: 34 CFR Section 690.83(b)(2), 34 CFR 682.610, and 34 CFR 685.309 states that institutions are responsible for the timely and accurate review, updates, and verification of student enrollment statuses, program information, and effective dates. Condition: During our testing of compliance over enrollment reporting, there were 4 students out of the 60 tested where the enrollment information submitted to the central processor did not agree with the College?s enrollment records. Cause: The College?s existing control procedures for reporting the information to the central processor was not sufficiently designed to detect inaccurate information submitted to the central processor. Effect: The College reported incorrect information to the central processor. Questioned Costs: None noted. Context/Sampling: A non-statistical sample of 60 students were tested out of a total of 1,502 students that had student status changes during the year. Repeat Finding from Prior Year: Yes. See finding 2021-004 in prior year. Recommendation: Management should review the current control process over enrollment reporting to ensure that accurate information is submitted to the central processor. Views of Responsible Officials: Management agrees with the finding.

Categories

Special Tests & Provisions Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 59054 2022-002
    Significant Deficiency Repeat
  • 59055 2022-003
    Material Weakness Repeat
  • 59057 2022-003
    Material Weakness Repeat
  • 59058 2022-002
    Significant Deficiency Repeat
  • 59059 2022-003
    Material Weakness Repeat
  • 59060 2022-002
    Significant Deficiency Repeat
  • 59061 2022-003
    Material Weakness Repeat
  • 59062 2022-001
    Significant Deficiency Repeat
  • 635496 2022-002
    Significant Deficiency Repeat
  • 635497 2022-003
    Material Weakness Repeat
  • 635498 2022-002
    Significant Deficiency Repeat
  • 635499 2022-003
    Material Weakness Repeat
  • 635500 2022-002
    Significant Deficiency Repeat
  • 635501 2022-003
    Material Weakness Repeat
  • 635502 2022-002
    Significant Deficiency Repeat
  • 635503 2022-003
    Material Weakness Repeat
  • 635504 2022-001
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $5.81M
84.268 Federal Direct Student Loans $2.21M
84.042 Trio_student Support Services $531,288
84.002 Adult Education - Basic Grants to States - Title II $508,910
93.093 Affordable Care Act (aca) Health Profession Opportunity Grants (sohope) $316,351
84.044 Trio_talent Search $316,050
84.066 Trio_educational Opportunity Centers $259,822
84.007 Federal Supplemental Educational Opportunity Grants $222,469
84.033 Federal Work-Study Program $164,763
17.261 Wia Pilots, Demonstrations, and Research Projects $45,988
45.310 Grants to States $44,276
59.037 Small Business Development Centers $10,000
84.002 Adult Education - Basic Grants to States - Learning Standars Trainers $7,605
84.048 Career and Technical Education -- Basic Grants to States $5,514
84.425 Education Stabilization Fund $627