Finding 586729 (2023-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-01-26

AI Summary

  • Core Issue: The College failed to notify a student about their eligibility for post-withdrawal loan funds within the required 30 days.
  • Impacted Requirements: This violates 34 CFR 668.22(a)(6)(iii)(A), which mandates written notification to students or parents regarding post-withdrawal disbursements.
  • Recommended Follow-Up: The Student Financial Aid Office should establish a control system to ensure timely notifications for post-withdrawal eligibility before disbursement.

Finding Text

Criteria: 34 CFR 668.22(a)(6)(iii)(A) requires an institution to provide, within 30 days of the date the institution determines that a student has withdrawn, written notification to the student, or the parent in the case of a Parent PLUS loan, detailing the specific items outlined in paragraphs 1-5 of the aforementioned section. Condition/context: Of the 20 students selected for testing the proper return of Title IV funds, we noted one instance in which the student was eligible for a post-withdrawal disbursement of loan funds. In this instance, the College did not provide written notification to the student and the student was disbursed loan funds. Cause: The Student Financial Aid Office does not have a control in place to ensure that it provides written notification of post-withdrawal eligibility prior to a disbursement. Effect: The College could disburse funds to students or parents who did not wish to receive them. Questioned costs: None. Identification as a repeat finding: No. Recommendation: The Student Financial Aid Office should implement a control to ensure that the proper notification is sent to students who are eligible for a post-withdrawal disbursement. Views of responsible officials: Management concurs with the finding. See Exhibit I for the corrective action plan.

Categories

Student Financial Aid Matching / Level of Effort / Earmarking Eligibility

Other Findings in this Audit

  • 10287 2023-002
    Significant Deficiency
  • 10288 2023-003
    Significant Deficiency
  • 10289 2023-003
    Significant Deficiency
  • 10290 2023-003
    Significant Deficiency
  • 10291 2023-003
    Significant Deficiency
  • 586730 2023-003
    Significant Deficiency
  • 586731 2023-003
    Significant Deficiency
  • 586732 2023-003
    Significant Deficiency
  • 586733 2023-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $4.20M
84.063 Federal Pell Grant Program $4.18M
11.307 Economic Adjustment Assistance $1.78M
21.027 Coronavirus State and Local Fiscal Recovery Funds $558,472
93.575 Child Care and Development Block Grant $462,100
84.334 Gaining Early Awareness and Readiness for Undergraduate Programs $386,800
84.425 Education Stabilization Fund $276,028
84.048 Career and Technical Education -- Basic Grants to States $209,799
93.859 Biomedical Research and Research Training $154,744
84.007 Federal Supplemental Educational Opportunity Grants $104,122
84.033 Federal Work-Study Program $32,008
17.259 Wia Youth Activities $22,500
94.021 Volunteer Generation Fund $19,613
84.002 Adult Education - Basic Grants to States $13,566
10.664 Cooperative Forestry Assistance $1,229