Finding 583632 (2022-001)

-
Requirement
A
Questioned Costs
-
Year
2022
Accepted
2024-01-03

AI Summary

  • Core Issue: The managing entity failed to maintain proper documentation for peer specialist training, which is required for certification.
  • Impacted Requirements: FS 397.417 mandates that training must be documented and approved by a credentialing entity, and certified peer specialists must meet ongoing standards.
  • Recommended Follow-up: Ensure training is completed regularly and verify with the managing entity that all required documentation is in place.

Finding Text

CRITERIA: FS 397.417(3)(a) states the department shall designate managing entities to either conduct peer specialist training or contract with a provider for peer specialist training. The training must be approved by a third-party credentialing entity approved by the department pursuant to paragraph (b). The managing entities must give preference to trainers who are certified peer specialists. FS 397.417(6) states A peer specialist certified as of July 1, 2022, is deemed to satisfy the requirements of this section; however, such peer specialists must comply with the minimum standards and requirements needed to maintain certification established pursuant to subsection (3). CAUSE: The entity is required to properly document the trainings in order to be certified as a peer specialist. When inquiring management and reviewing findings from the managing entity, management did not retain proper documentation a required training for Peer Staff. CONDITION: When reviewing the personnel files and the prior year findings from the managing entity review, a finding was issued for not having the required training. The training was only completed subsequent to the year end. EFFECT: Inefficiencies in the documentation could lead to internal and external risks, confidentiality, and integrity of confidential data. Proper Management training should be documented to verify the occurrence of training. Additionally, peers would not meet the required certifications to carry out their tasks. QUESTIONED COSTS: N/A RECOMMENDATION: T&C recommends having the training completed on a periodic basis. Even following up with the managing entity to ensure that they have all the training and what trainings are taking place.

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Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
93.959 Block Grants for Prevention and Treatment of Substance Abuse $416,232
93.234 Substance Abuse and Mental Health Services_projects of Regional and National Significance $212,266
93.788 Opioid Str $144,592
93.958 Block Grants for Community Mental Health Services $118,767