Finding 583154 (2023-003)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2023
Accepted
2023-12-28

AI Summary

  • Core Issue: Seven tenant files were recertified late, violating annual review requirements.
  • Impacted Requirements: Noncompliance with 24 CFR 960.257(a)(1) and internal policies on tenant file management.
  • Recommended Follow-Up: Identify and complete overdue recertifications; enforce compliance with policies and regulations.

Finding Text

Finding 2023-003 – Low-Income Public Housing – ALN 14.850 – Tenant Files – Eligibility – Internal Control over Tenant Files – Noncompliance and Significant Deficiency Condition & Cause: Our review of seventy (70) Low Income Public Housing tenant files revealed that there was a total of seven (7) annual recertifications completed past due, which represent 10% of the total files examined. Per 24 CFR 960.257(a)(1), “the PHA must conduct a reexamination of family income and composition at least annually.” These reexaminations not completed annually are reported as an audit finding for noncompliance and a significant deficiency. Criteria: The Code of Federal Regulations, the Housing Authority’s Admissions and Continued Occupancy Policy, and specific HUD guidelines in documenting and maintaining the Low-Income Public Housing tenant files. Recommendation: We recommend that the Agency determine the number of outstanding annual reexaminations that are past due in the Low-Income Public Housing program and complete them. We also recommend that the Agency enforce their ACOP and Federal Regulations regarding systematically performing reconciliations. Effect: Failure to maintain compliance can result in loss of funding for grants and other programs which require no noncompliance. Noncompliance can also lead to a misstatement of program revenue, and the corresponding appropriation needs of the Agency. Questioned Costs: None Repeat Finding: No Was sampling statistically valid? Yes Views of responsible officials: The PHA agrees with the results of the audit and recommendations.

Categories

HUD Housing Programs Eligibility Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 6712 2023-003
    Significant Deficiency
  • 6713 2023-001
    Material Weakness Repeat
  • 6714 2023-002
    Material Weakness
  • 583155 2023-001
    Material Weakness Repeat
  • 583156 2023-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.850 Public and Indian Housing $5.25M
14.872 Public Housing Capital Fund $4.49M
14.856 Lower Income Housing Assistance Program_section 8 Moderate Rehabilitation $363,375
14.871 Section 8 Housing Choice Vouchers $118,314